ESMA_QA_2148

03/04/2024

Subject Matter

Deadline for providing clients with statement on owned financial instruments

Original question

What is the latest date on which the statement, under Article 63, Paragraph 1 of the Delegated Regulation EU 2017/565, for the respective quarter should be sent by the investment firm and how to determine this date?

Status: Question Published

Additional Information

Level 1 Regulation

Directive 2014/65/EU - Markets in Financial Instruments Directive (MiFID II)

Level 2 Regulation

Regulation 2017/565 - MiFID II Delegated Regulation

Additional Legal Reference

Article 63, Paragraph 1 of Delegated Regulation EU 2017/565

Topic

Reporting to clients