ESMA_QA_1190
01/07/2012
Subject Matter
Notification of UCITS and UCITS management companies; exchange of information between competent authorities
Original question
Under Part B of the model notification letter set out in Annex I of Regulation 584/2010, the UCITS’ host Member State may require evidence of payment of notification fees. How should this evidence of payment be provided?
ESMA Answer
01-07-2012
Original language
[ESMA 34-43-392 UCITS Q&A, section 4, Q&A 6]
There should be evidence that the notification fee has been transferred e.g. by a scan of the transfer form. The evidence should be attached to the notification as proof of payment.
Status: Answer Published
Additional Information
Level 1 Regulation
Undertakings for Collective Investment in Transferable Securities Directive (UCITS) Directive 2009/65/EC
Topic
Disclosures