ESMA_QA_1069
12/06/2023
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Subject Matter
Pre-marketing by third-parties
Where an investment strategy is developed by a third party (the fund initiator), are the obligations set out in Article 30a of the AIFMD applicable to this third party?
Status: Question Published

Additional Information

Level 1 Regulation
Alternative Investment Fund Managers Directive (AIFMD) Directive 2011/61/EU
Additional Legal Reference
Article 30a of Directive 2011/61/EU
Topic
Cross-border distribution of funds