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  4. UCITS

UCITS

Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS)

  • UCITS
    • Recital
    • CHAPTER I SUBJECT MATTER, SCOPE AND DEFINITIONS
      • Article 1
        IA
      • Article 2
        IA
      • Article 3
      • Article 4
    • CHAPTER II AUTHORISATION OF UCITS
      • Article 5
        Q&A
    • CHAPTER III OBLIGATIONS REGARDING MANAGEMENT COMPANIES
      • Opinion General principles to support supervisory convergence in the context of the United Kingdom withdrawing from the European Union
        OP
      • Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union
        OP
      • SECTION 1 Conditions for taking up business
        • Article 6
          Q&A
        • Article 7
          Q&A
          GL
        • Article 8
      • SECTION 2 Relations with third countries
        • Article 9
      • SECTION 3 Operating conditions
        • Article 10
        • Article 11
        • Article 12
          Q&A
          DA
          DA
          GL
        • Article 13
          Q&A
          GL
        • Article 14
          Q&A
          DA
          GL
          GL
          DA
          GL
          Q&A
        • Article 14a
          GL
        • Article 14b
          GL
        • Article 15
      • SECTION 4 Freedom of establishment and freedom to provide services
        • Article 16
          Q&A
        • Article 17
          Q&A
          RTS
          ITS
        • Article 18
          Q&A
          RTS
          ITS
        • Article 19
          Q&A
        • Article 20
          Q&A
          RTS
          ITS
        • Article 21
          Q&A
    • CHAPTER IV OBLIGATIONS REGARDING THE DEPOSITARY
      • Article 22
        Q&A
        GL
      • Article 22a
        Q&A
        GL
      • Article 23
        Q&A
        GL
      • Article 24
        Q&A
      • Article 25
        Q&A
      • Article 26
      • Article 26a
      • Article 26b
        DA
    • CHAPTER V OBLIGATIONS REGARDING INVESTMENT COMPANIES
      • Opinion General principles to support supervisory convergence in the context of the United Kingdom withdrawing from the European Union
        OP
      • Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union
        OP
      • SECTION 1 Conditions for taking up business
        • Article 27
        • Article 28
        • Article 29
          Q&A
      • SECTION 2 Operating conditions
        • Article 30
          GL
        • Article 31
          GL
    • CHAPTER VI MERGERS OF UCITS
      • SECTION 1 Principle, authorisation and approval
        • Article 37
        • Article 38
        • Article 39
        • Article 40
      • SECTION 2 Third-party control, information of unit-holders and other rights of unit-holders
        • Article 41
        • Article 42
        • Article 43
          DA
        • Article 44
        • Article 45
      • SECTION 3 Costs and entry into effect
        • Article 46
        • Article 47
        • Article 48
    • CHAPTER VII OBLIGATIONS CONCERNING THE INVESTMENT POLICIES OF UCITS
      • Article 49
        OP
      • Article 50
        Q&A
        OP
        OP
        GL
        GL
        IA
      • Article 50a
      • Article 51
        Q&A
        OP
        GL
        GL
        GL
        GL
        DA
        IA
        DA
      • Article 52
        GL
        GL
        GL
        Q&A
      • Article 53
        Q&A
        GL
        IA
      • Article 54
        Q&A
      • Article 55
        GL
        Q&A
      • Article 56
        Q&A
      • Article 57
        Q&A
    • CHAPTER VIII MASTER-FEEDER STRUCTURES
      • SECTION 1 Scope and approval
        • Article 58
        • Article 59
      • SECTION 2 Common provisions for feeder and master UCITS
        • Article 60
          DA
      • SECTION 3 Depositaries and auditors
        • Article 61
          DA
        • Article 62
          DA
      • SECTION 4 Compulsory information and marketing communications by the feeder UCITS
        • Article 63
      • SECTION 5 Conversion of existing UCITS into feeder UCITS and change of master UCITS
        • Article 64
          DA
      • SECTION 6 Obligations and competent authorities
        • Article 65
        • Article 66
        • Article 67
    • CHAPTER IX OBLIGATIONS CONCERNING INFORMATION TO BE PROVIDED TO INVESTORS
      • Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union
        OP
      • SECTION 1 Publication of a prospectus and periodical reports
        • Article 68
          Q&A
        • Article 69
          GL
          OP
          Q&A
          GL
          Q&A
          Q&A
        • Article 70
          Q&A
          GL
          GL
          GL
        • Article 71
          Q&A
        • Article 72
          Q&A
        • Article 73
          Q&A
        • Article 74
          Q&A
        • Article 75
          DA
          Q&A
      • SECTION 2 Publication of other information
        • Article 76
        • Article 77
      • SECTION 3 Key investor information
        • Article 78
          DA
          OP
          Q&A
          GL
          GL
          GL
          GL
          GL
        • Article 79
          Q&A
        • Article 80
          Q&A
        • Article 81
          DA
          Q&A
        • Article 82
          Q&A
    • CHAPTER X GENERAL OBLIGATIONS OF UCITS
      • Article 83
      • Article 84
      • Article 85
        Q&A
        GL
        GL
      • Article 86
      • Article 87
      • Article 88
      • Article 89
      • Article 90
    • CHAPTER XI SPECIAL PROVISIONS APPLICABLE TO UCITS WHICH MARKET THEIR UNITS IN MEMBER STATES OTHER THAN THOSE IN WHICH THEY ARE ESTABLISHED
      • Article 91
        Q&A
      • Article 92
      • Article 93
        OP
        Q&A
        Q&A
        Q&A
        Q&A
        Q&A
      • Article 94
      • Article 95
        DA
        IA
        ITS
      • Article 96
    • CHAPTER XII PROVISIONS CONCERNING THE AUTHORITIES RESPONSIBLE FOR AUTHORISATION AND SUPERVISION
      • Opinion General principles to support supervisory convergence in the context of the United Kingdom withdrawing from the European Union
        OP
      • Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union
        OP
      • Article 97
      • Article 98
      • Article 99
      • Article 99a
      • Article 99b
      • Article 99c
      • Article 99d
      • Article 99e
        ITS
      • Article 100
      • Article 101
        IA
      • Article 102
      • Article 103
      • Article 104
      • Article 104a
      • Article 105
        IA
      • Article 106
      • Article 107
      • Article 108
      • Article 109
      • Article 110
    • CHAPTER XIII DELEGATED ACTS AND POWERS OF EXECUTION
      • Article 111
      • Article 112
      • Article 112a
    • CHAPTER XIV DEROGATIONS, TRANSITIONAL AND FINAL PROVISIONS
      • SECTION 1 - Derogations
        • Article 113
        • Article 114
      • SECTION 2 - Transitional and final provisions
        • Article 115
        • Article 116
        • Article 117
        • Article 118
        • Article 119
    • ANNEX I
      OP
      Q&A
      Q&A
      Q&A
      Q&A
      Q&A
    • ANNEX II Functions included in the activity of collective portfolio management:
    • ANNEX III
    • ANNEX IV Correlation table
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