Digital Finance and Innovation Investor protection EBA and ESMA consult on two sets of joint guidelines under MiCA 20/10/2023 The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) today published a
Investor protection ESMA to launch Common Supervisory Action on MiFID II sustainability requirements 03/10/2023 The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, will launc
Investor protection ESMA performs an analysis of the cross-border investment activity of firms 19/07/2023 The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, and nation
Investor protection ESMA highlights risks arising from securities lending to retail investors 12/07/2023 The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today publ
Market Abuse Market Integrity ESMA does not find evidence to ban pre-hedging but warns on risks 12/07/2023 The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is today r
Investor protection ESMA issues Opinion on CNMV product intervention measures 11/07/2023 The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today
Investor protection ESMA publishes Final Report on revised technical standards for passporting 11/07/2023 The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today publ
Investor protection ESMA updates its guidance on the definition of advice in a supervisory briefing 11/07/2023 The European Securities and Markets Authority (ESMA) the EU’s financial markets regulator and supervisor, today publi
Investor protection ESMA highlights areas for improvement in firms’ disclosure of cost and charges under MIFID 06/07/2023 The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today publ
Investor protection ESMA launches Call for Evidence on sustainability in suitability and product governance 16/06/2023 The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, launched t Call for Evidence on sustainability in suitability and product governance
