Consultation on Guidelines on remuneration policies and practices (MiFID)

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Consultation
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The Guidelines aim to strengthen investor protection by seeking to improve the implementation of the MiFID rules on conflicts of interest, and thereby preventing mis-selling of products.  The Guidelines will apply to investment firms, credit institutions, fund management companies when providing investment services, and to competent authorities.  Firms must ensure that they have appropriate remuneration policies and practices in place, bearing in mind the obligation on firms to act honestly, fairly and professionally in the best interests of their clients.

Activity Institution Download
Investment Services CRYSTAL FINANCE INVESTMENTS LIMITED
  • 10816
Investment Services FOGAIN WORKING GROUP (SPANISH INVESTMENT FIRMS WORKING GROUP)
  • 10817
Banking UniCredit Group
  • 10818
CNMV Advisory Committe
  • 10819
Asset Management AXA Investment Managers
  • 10820
Others Beroepsvereniging van Zelfstandige Bank- en verzekeringsbemiddelaars ( BZB)- (Professional organisation of self-employed banking and insurance intermediaries)
  • 10821
Investment Services Swedish Securities Dealer Association
  • 10822
Others ANASF
  • 10823
Others Nordic Financial Unions
  • 10824
Financial Services Consumer Panel
  • 10825
Banking European Association of Co-operative Banks (EACB)
  • 10826
Asset Management The Alternative Investment Management Association
  • 10827
Banking European Banking Federation
  • 10828
Banking Associazione Bancaria Italiana
  • 10829
British Bankers' Association
  • 10830
Others Federation of Finnish Financial Services
  • 10831
Banking Association of German Banks
  • 10832
Others Danish Shareholders Association DAF
  • 10833
Investment Services AMAFI (Association française des marchés financiers)
  • 10834
Banking German Banking Industry Committee
  • 10835
Insurance and Pension Association of British Insurers
  • 10836
Banking Commerzbank AG
  • 10837
Banking FBF
  • 10838
Others Vereniging VEB NCVB
  • 10839
Banking National Association of German Cooperative Banks
  • 10840
Asset Management Association Française de la Gestion financière
  • 10841
Asset Management Investment Company Institute
  • 10842
BEAMA, Belgian Asset Management Association
  • 10843
Asset Management Hermes Fund Managers Ltd
  • 10844
Asset Management BVI Bundesverband Investment und Asset Management
  • 10845
Others Managed Funds Association
  • 10846
Legal and Accountancy Capolino-Perlingieri & Leone
  • 10847
Asset Management IMA
  • 10848
Asset Management EFAMA
  • 10849
Banking VÖB
  • 10850
Investor Relations EuroFinuse
  • 10851
Others CFA Institute
  • 10852
Legal and Accountancy CLLS Regulatory Law Committee
  • 10855
Banking ESBG
  • 10856
Asset Management Assogestioni
  • 10857