ESMA_QA_810
Topic
Control functions (Compliance, Risk and Audit)
23/09/2022
Subject Matter
General provisions
Question
Does an entity solely offering its own project through a publicly available information system on the Internet need to be authorised as a crowdfunding service provider?
Level 1 Regulation
Regulation 2020/1503 - European crowdfunding service providers for business
ESMA_QA_809
Topic
Underwriting and placing
23/09/2022
Subject Matter
General provisions
Question
Can a CSP offer a crowdfunding project to a sole investor?
Level 1 Regulation
Regulation 2020/1503 - European crowdfunding service providers for business
ESMA_QA_808
Topic
Control functions (Compliance, Risk and Audit)
23/09/2022
Subject Matter
General provisions
Question
Can a CSP operate or manage a non-internet based crowdfunding platform?
Level 1 Regulation
Regulation 2020/1503 - European crowdfunding service providers for business
ESMA_QA_807
Topic
Underwriting and placing
23/09/2022
Subject Matter
General provisions
Question
Should offers to the public of transferable securities made by a project owner in its capacity as offeror pursuant to the exemptions under Article 1(4) points (a) and (b) of Prospectus Regulation be taken into account when calculating the EUR 5 000 000 threshold applicable under Article 1(2) point (c) of the ECSPR?
Level 1 Regulation
Regulation 2020/1503 - European crowdfunding service providers for business
ESMA_QA_806
Topic
Control functions (Compliance, Risk and Audit)
23/09/2022
Subject Matter
General provisions
Question
Can crowdfunding services and investment services and activities provided in accordance with MiFID II be provided by means of the same internet-based information system?
Level 1 Regulation
Regulation 2020/1503 - European crowdfunding service providers for business