ESMA_QA_2048
Topic
Appropriateness
18/12/2023
Subject Matter
Scope of exemption in Article 1(2)
Question
Should the threshold referred to in point (c) of Article 1(2) of the ECSPR apply when a crowdfunding offer is made on several crowdfunding platforms?
Level 1 Regulation
Regulation 2020/1503 - European crowdfunding service providers for business
ESMA_QA_2047
Topic
Appropriateness
18/12/2023
Subject Matter
Scope of exemption in Article 1(2)
Question
What should the starting day of the 12-month period referred to in point (c) of Article 1(2) of
the ECSPR be?
Level 1 Regulation
Regulation 2020/1503 - European crowdfunding service providers for business
ESMA_QA_812
Topic
Underwriting and placing
08/03/2023
Subject Matter
General provisions
Question
Can a MiFID firm benefiting of the exemption set out in Article 3(i) of PSD2 and authorised under the ECSPR perform payment services under Article 10 of the ECSPR in relation to its activities as Crowdfunding Service Provider (CSP) using such exemption?
Level 1 Regulation
Regulation 2020/1503 - European crowdfunding service providers for business
ESMA_QA_833
Topic
Information to clients on topics other than costs and charges
16/12/2022
Subject Matter
Authorisation and supervision of CSPs
Question
Can a CSP use several trading names?
Level 1 Regulation
Regulation 2020/1503 - European crowdfunding service providers for business
ESMA_QA_832
Topic
Control functions (Compliance, Risk and Audit)
16/12/2022
Subject Matter
Authorisation and supervision of CSPs
Question
Can a legal person with a single member of the management body be authorised as a crowdfunding service provider?
Level 1 Regulation
Regulation 2020/1503 - European crowdfunding service providers for business