Search filters
Section
Type
Reset filters

ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

Clear Filters
149 documents
Date Reference Title Sections Type Main document Info
2016/584 Suitability Peer Review - Final Report Investor protection, Supervisory convergence Final Report DOWNLOAD 459.35 KB
2016/229 ToR SCSC Supervisory convergence Reference DOWNLOAD 93.7 KB
2016/406 ESMA publishes report on EU accounting enforcement in 2015 Issuer disclosure, Financial reporting, Press Releases, Supervisory convergence Press Release DOWNLOAD 121.47 KB
2016/410 ESMA Report on Enforcement and Regulatory Activities of Accounting Enforcers in 2015 Issuer disclosure, Financial reporting, Supervisory convergence Report DOWNLOAD 692.52 KB
2016/297 Follow-up MMF Fund Management, Supervisory convergence Report DOWNLOAD 882.13 KB
2016/284 ESMA publishes first supervisory convergence work programme About ESMA, Press Releases, Supervisory convergence Press Release DOWNLOAD 107.18 KB
Related documents 2016 Supervisory Convergence Work Programme 2016 Work Programme 2016 Regulatory Work Programme
Summary
Translated versions
2016/203 2016 Supervisory Convergence Work Programme About ESMA, Supervisory convergence Reference DOWNLOAD 340.61 KB
Related documents 2016 Regulatory Work Programme 2016 Work Programme
Summary
Translated versions
2015/1791 Peer Review Report Compliance with SSR as regards Market Making activities Supervisory convergence Report DOWNLOAD 615.09 KB
2015/1905 MAD Supervisory Practices peer review follow-up Market Abuse, Supervisory convergence Final Report DOWNLOAD 239.64 KB
2015/592 Automated Trading Guidelines - ESMA peer review among National Competent Authorities Supervisory convergence Final Report DOWNLOAD 930.33 KB
2015/495 ESMA publishes review on best execution supervisory practices under MiFID Investor protection, Press Releases, Supervisory convergence Press Release DOWNLOAD 112.68 KB
2015/494 Best Execution under MiFID Investor protection, Supervisory convergence Final Report DOWNLOAD 761.62 KB
Related documents MiFID practices for firms selling complex products Structured Retail Products - Good practices for product governance arrangements
Summary
Translated versions
2014/1478 ESMA reviews supervisory practices on MiFID investor information Press Releases, Supervisory convergence Press Release DOWNLOAD 136.83 KB
2014/1485 MiFID – Conduct of Business, fair, clear and not misleading information Supervisory convergence Final Report DOWNLOAD 614.16 KB
2013/1709 Review Panel Methodology Supervisory convergence Reference DOWNLOAD 98.29 KB
2013/852 ESMA review finds good compliance with EU market abuse rules Market Abuse, Press Releases, Supervisory convergence Press Release DOWNLOAD 132.09 KB
2013/806 Supervisory Practices under MAD - Mapping Report Market Abuse, Supervisory convergence Final Report DOWNLOAD 315.44 KB
2013/805 Supervisory Practices under MAD - Peer review report and Good Practices Market Abuse, Supervisory convergence Final Report DOWNLOAD 1.17 MB
ESMA/2013/475 Press Release ESMA finds divergence in national supervision of money market funds Supervisory convergence Press Release DOWNLOAD 136.95 KB
ESMA/2013/476 Peer Review–Money Market Fund Guidelines Supervisory convergence Final Report DOWNLOAD 763.46 KB