ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

114 documents
Date Sort ascending Reference Title Sections Type Main document Info
10-944 CESR’s Guidance on the enforcement practices and activities to be conducted under Article 21.3(a) of the Regulation CESR Archive CESR Document DOWNLOAD 272.32 KB
10-796 Feedback statement - CESR Technical Advice to the European Commission in the context of the MiFID Review – Transaction Reporting CESR Archive CESR Document DOWNLOAD 172.69 KB
10-788 Guidelines - Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS CESR Archive CESR Document DOWNLOAD 357.18 KB
10-798 Feedback statement - CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS CESR Archive CESR Document DOWNLOAD 225.23 KB
10-673 Guidelines - Methodology for the calculation of the synthetic risk and reward indicator in the Key Investor Information Document CESR Archive CESR Document DOWNLOAD 191.76 KB
10-674 Guidelines - Methodology for calculation of the ongoing charges figure in the Key Investor Information Document CESR Archive CESR Document DOWNLOAD 106.22 KB
10-347 Guidelines - Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance CESR Archive CESR Document DOWNLOAD 535.72 KB
10-346 Feedback statement - CESR’s consultation on Registration process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance CESR Archive CESR Document DOWNLOAD 253.51 KB
10-331 Guidelines - Implementation of the Central Repository (CEREP) CESR Archive CESR Document DOWNLOAD 185.24 KB
10/049 Guidelines - Common definition of European money market funds CESR Archive CESR Document DOWNLOAD 206.83 KB
10-545 Feedback statement - CESR’s Guidelines on a common definition of European money market funds CESR Archive CESR Document DOWNLOAD 232.46 KB
10-296 Feedback statement - Inducements: Good and poor practices CESR Archive CESR Document DOWNLOAD 285.58 KB
10-294 Feedback statement - Understanding the definition of advice under MiFID CESR Archive CESR Document DOWNLOAD 435.68 KB
09-1226 Feedback statement - CESR’s technical advice on the level 2 measures related to mergers of UCITS, master- feeder structures and cross-border notification of UCITS CESR Archive CESR Document DOWNLOAD 330.25 KB
09-995 Feedback statement - CESR’s technical advice on the format and content of Key Information Document disclosures for UCITS CESR Archive CESR Document DOWNLOAD 338.08 KB
09-990 Feedback statement - CESR’s technical advice on the level 2 measures related to the UCITS management company passport CESR Archive CESR Document DOWNLOAD 435.04 KB
10-089 Feedback statement - Final proposal for a pan-European short selling regime CESR Archive CESR Document DOWNLOAD 300.93 KB
09-987 Feedback statement on the Consultation on “Classification and identification of OTC derivative instruments for the purpose of the exchange of transaction reports amongst CESR Members” CESR Archive CESR Document DOWNLOAD 215.84 KB
09-822a Feedback statement - CESR’s consultation on CRAs Central Repository CESR Archive CESR Document DOWNLOAD 198.05 KB
09-590 MiFID Supervisory Briefing - Information and reporting to clients CESR Archive CESR Document DOWNLOAD 151 KB