REFINE YOUR SEARCH
Type of document
|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|26/07/2021||SFDR EC Q&A||EC Q&A on sustainability-related disclosures||Joint Committee, Sustainable finance||Q&A||PDF
|20/09/2016||2016/1389||Discussion Paper on the trading obligation for derivatives under MiFIR||MiFID - Secondary Markets||Consultation Paper||PDF
|22/05/2014||2014/548||Discussion Paper on MiFID II/MiFIR||MiFID - Investor Protection, MiFID - Secondary Markets||Consultation Paper||PDF
|This publication is the first step in the process of translating the MiFID II/MiFIR requirements into practically applicable rules and regulations to address the effects of the financial crisis and to improve financial market transparency and strengthen investor protection.MiFID II/MiFIR introduces changes that will have a large impact on the EU’s financial markets, these include transparency requirements for a broader range of asset classes; the obligation to trade derivatives on-exchange; requirements on algorithmic and high-frequency-trading and new supervisory tools for commodity derivatives. It will also strengthen protection for retail investors through limits on the use of commissions; conditions for the provision of independent investment advice; stricter organisational requirements for product design and distribution; product intervention powers; and the disclosure of costs and charges.Responding to this paperThe European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in the ESMA MiFID II/MiFIR Discussion Paper.Please use this “form to reply”.The level 1 texts adopted by the European Council during its 13 May 2014 meeting are available here: MiFID II and MiFIR. These links are from the Council Press Release.|
|12/07/2019||ESMA70-156-1065||CP_MiFID review report_cost of market data and consolidated tape equity||MiFID - Secondary Markets||Consultation Paper||PDF
|24/03/2021||ESMA74-362-1864||CP Technical Advice on simplification TR fees under SFTR and EMIR||Market data, Trade Repositories||Consultation Paper||PDF
|27/03/2020||ESMA74-362-47||CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT||Post Trading, Supervisory convergence, Trade Repositories||Consultation Paper||PDF
|03/10/2016||2016/1422||CP on RTS specifying the scope of the consolidated tape for non-equity financial instruments||MiFID - Secondary Markets||Consultation Paper||PDF
This consultation paper (CP) seeks stakeholders’ views on the draft Regulatory Technical Standard (RTS) ESMA is required to draft under Article 65(8)(c) of Directive 2014/65/EU with regard to the consolidated tape for non-equity instruments.
The input from stakeholders will help ESMA in finalising this draft RTS. Respondents to the consultations are encouraged to provide the relevant data to support their arguments or proposals.
Section 2 introduces the topic. Section 3 addresses the issue of specialisation of the CT, whereas section 4 discusses which trading venues and APAs should be mandatorily included in the CT. Finally, the CP ends with section 5 which discusses the inclusion of new trading venues and APAs to the CT as well as the removal of a trading venue or APA from the CT.
On the basis of the responses to this CP, ESMA will finalise the draft RTS and submit the final report to the European Commission for endorsement. The consultation closes on 5 December.
|24/09/2020||ESMA74-362-773||CP on MiFID II MiFIR review report||Benchmarks, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading||Consultation Paper||PDF
|24/05/2019||ESMA70-156-864||CP amending ITS on main indices and recognised exchanges under CRR||MiFID - Secondary Markets||Consultation Paper||PDF
|26/05/2021||ESMA70-156-4067||Consultation Paper- Technical standards for commodity derivatives- MiFIDII Recovery Package||COVID-19, MiFID - Secondary Markets||Consultation Paper||PDF
|26/09/2022||ESMA70-156-6040||Consultation Paper- Market Outages||MiFID - Secondary Markets||Consultation Paper||PDF
|20/07/2011||2011/224||Consultation paper- Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities||MiFID - Secondary Markets||Consultation Paper||PDF
|10/11/2016||2016/1562||Consultation Paper- Draft RTS on package orders for which there is a liquid market||MiFID - Secondary Markets||Consultation Paper||PDF
|05/11/2020||ESMA30-379-325||Consultation Paper- Draft advice to EC under Article 8 of the Taxonomy Regulation||Sustainable finance||Consultation Paper||PDF
|12/05/2021||ESMA70-156-4233||Consultation Paper- Annual RTS 2 Review 2021||MiFID - Secondary Markets||Consultation Paper||PDF
|22/12/2014||2014/1570 Annex A||Consultation Paper – Annex A- High level cost-benefit-analysis draft technical standards (MiFID/MiFIR)||MiFID - Secondary Markets||Consultation Paper||PDF
|19/06/2017||ESMA70-156-71||Consultation paper trading obligation for derivatives under MiFIR||MiFID - Secondary Markets||Consultation Paper||PDF
|28/01/2022||ESMA70-156-4978||Consultation Paper on the Opinion on Trading Venue perimeter||MiFID - Investor Protection, MiFID - Secondary Markets, Trading||Consultation Paper||PDF
|28/05/2021||ESMA74-362-1941||Consultation Paper on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR||Market data, Securities Financing Transactions, Trade Repositories||Consultation Paper||PDF
|25/09/2020||ESMA70-156-2013||Consultation Paper on the functioning of Organised Trading Facilities||MiFID - Secondary Markets, Trading||Consultation Paper||PDF