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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
11/06/2013 2013/SMSG/02 Summary of conclusions of the SMSG meeting on 30-31 January 2013 Reference PDF
114.11 KB
20/12/2013 2013/SMSG/022 Summary of conclusions of the SMSG meeting on 25-26 September 2013 Reference PDF
74.17 KB
27/03/2014 2013/SMSG/027 Summary of conclusions of the SMSG meeting on 21 November 2013 Reference PDF
148.21 KB
06/05/2014 2013/SMSG/25 SMSG 2014 work programme Reference PDF
254.69 KB
18/06/2014 2014 Joint ESA Consumer Protection Day- Programme , Reference PDF
229.12 KB
21/08/2014 2014/808 response form Response form to the CP on technical advice under the Market Abuse Regulation (MAR) Reference DOCX
792.65 KB

Please use this form to respond to the Consultation Paper.

25/07/2014 2014/886 ESMA SMSG- Call for expression of interest for a member in the users of financial services category Reference PDF
132.5 KB
The European Securities and Markets Authority (ESMA) is seeking a new member to represent the users of financial services in its Securities and Markets Stakeholder Group (SMSG). This follows the resignation of one of the current members.The SMSG’s aim is to facilitate ESMA’s consultation on its work with relevant securities markets stakeholders from around the European Union (EU). The SMSG is composed of 30 individuals who represent financial market participants, their employees’ representatives, and consumers, users of financial services and representatives of SMEs. The 30 representatives will include 10 from financial institutions and five academics. Members of the SMSG serve for a period of two and a half years. The successful candidate will be selected by ESMA’s Board of Supervision. The deadline for applications is Friday 5 September 2014, 23:59 CET. 2014/886 Call for expression of interest 2013/703 Procedure: ESMA Stakeholder Group Renewal Procedure ESMA SMSG Application Form Europass CV
02/12/2014 2014/BOA/05 Decision by the ESA BoA concerning Investor Protection Europe sprl , Decision PDF
229.85 KB
The Joint Board of Appeal of the ESAs decides on the inadmissibility of an appeal brought by IPE sprl, a company based in Brussels, against a decision by ESMAThe Joint Board of Appeal of the European Supervisory Authorities published today its decision in an appeal brought by Investor Protection Europe (IPE) sprl, a company based in Brussels, against a decision of the European Securities and Markets Authority (ESMA) of 10 June 2014 not to initiate an investigation under Article 17 of the ESMA Regulation regarding an alleged breach of Union law by the Commission de Surveillance du Secteur Financier of Luxembourg.  The Board of Appeal unanimously decided that the appeal was inadmissible, and in the light of that decision, did not consider the substance of IPE’s complaint.
17/07/2014 2014/C1/02 Board of Appeal Decision , Decision PDF
368.94 KB
The Joint Board of Appeal of the European Supervisory Authorities (the European Banking Authority, the European Insurance and Occupational Pensions Authority and the European Securities and Markets Authority) published its decision in an appeal brought by SV Capital OÜ, an Estonian company, against a decision of the EBA. This was the second appeal to be considered by the Board of Appeal in this matter between the same parties concerning the question whether the suitability of the managers of a significant branch of a bank raised a question of Union law. Following the Board of Appeal’s affirmative decision of 24 June 2013, the appellant requested the EBA to initiate an investigation against the Estonian and Finnish Financial Supervision Authorities because their alleged failure to take action in respect of individuals in the Estonian branch of Nordea Bank Finland PLC whom it was alleged were not fit and proper persons to be key function holders in the bank. The EBA decided that it would not initiate an investigation.  The Board of Appeal decided that the EBA had been right to raise the matter with the national supervisors, but that having done so, it was entitled to take no further action in the light of their responses. The Board accordingly dismissed the appellant’s appeal against the EBA’s decision.
28/01/2015 2014/SMSG/002 Decision- Rules of procedure of the Securities and Markets Stakeholder Group Decision PDF
131.88 KB
17/07/2014 2014/SMSG/022 Summary of conclusions SMSG meeting 10 April 2014 Reference PDF
167.19 KB
06/05/2014 2014/SMSG/05 Summary of conclusions SMSG meeting 29 January 2014 Reference PDF
168.3 KB
13/10/2014 2014/SMSG/44 Summary of conclusions SMSG meeting 10-11 July 2014 Reference PDF
158.39 KB
03/11/2014 2014/SMSG/45 Summary of conclusions SMSG meeting 23 September 2014 Reference PDF
135.32 KB
24/02/2015 2014/SMSG/52 Summary of conclusions SMSG meeting 5-6 November 2014 Reference PDF
158.23 KB
24/02/2015 2014/SMSG/53 Summary of conclusions SMSG/BoS meeting 5 November 2014 Reference PDF
154.07 KB
14/09/2015 2015/1381 Annex to the Statement by Steven Maijoor ESAs Joint Committee- ECON Hearing 14 September 2015 , Reference PDF
253.1 KB
03/12/2015 2015/1836 SMSG call for expression on interest Reference PDF
221.03 KB
03/12/2015 2015/1837 SMSG application form 2016 Reference DOCX
31.17 KB
03/12/2015 2015/1838 Rules of Procedures SMSG selection 2016 Reference PDF
222.03 KB