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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

7184 documents
Date Sort ascending Reference Title Sections Type Main document Info
CESR-CFTC Feedback Feedback Statement on the Proposed Work Program to Facilitate Trans-Atlantic Derivatives Business CESR Archive CESR Document DOWNLOAD 70.23 KB
05-445 Press release - The Committee of European Securities Regulators and the U. S. Commodity Futures Trading Commission Publishes Final Communiqué on Common Work programme to Facilitate Trans-Atlantic Derivatives Business CESR Archive Press Release DOWNLOAD 59.31 KB
05-415 Press statement - Visit of US Treasury Secretary John Snow to CESR CESR Archive Press Release DOWNLOAD 83.21 KB
05-415 annex Visit of US Treasury Secretary John Snow to CESR - photograph CESR Archive Press Release DOWNLOAD 1.87 MB
05-384 Call for evidence - Formal Mandate to CESR for technical advice on a possible amendment to the requirements in Commission Regulation (EC) 809/2004 regarding the historical financial information which must be included in a prospectus CESR Archive Consultation Paper DOWNLOAD 127.63 KB
AMP Austria Accepted Market Pratices: Valuation transaction on the bond market on the Vienna Stock Exchange (Austria) Market Abuse Reference DOWNLOAD 78.74 KB
Austria Accepted Market Practices - Austrian provisions - Not continued under MAR Market Abuse Reference DOWNLOAD 19.9 KB
AMP France Buy Back Accepted Market Practices: a market practice related to share buy back programs. Buy an hold for future use as means of payment for acquiring another company on Euronext (France) - Not continued under MAR Market Abuse Reference DOWNLOAD 71.11 KB
AMP France Liquidity Accepted Market Practices: a market practice related to share buy back programs. Liquidity contracts on Euronext (France) Market Abuse Reference DOWNLOAD 107.34 KB
05-350 MiFID Consumer Day – 22 March 2005. Issues on regulation of intermediaries and markets under MiFID - Summary of main conclusions CESR Archive Final Report DOWNLOAD 159.75 KB
05-178 Consultation Paper - CESR recommendation on Alternative Performance Measures CESR Archive Consultation Paper DOWNLOAD 98.55 KB
05-334 Press release - CESR consults on recommendations on the use of alternative performance measures to ensure best practice by companies in the information prepared for investors CESR Archive Press Release DOWNLOAD 60 KB
04-505b Market Abuse Directive - Level 3 – first set of CESR guidance and information on the common operation of the Directive Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 119.41 KB
05-274 Feedback Statement - Market Abuse Directive, Level 3 – first set of guidance and information on the common operation of the Directive Market Abuse Final Report DOWNLOAD 79.76 KB
05-331 Press release - Facilitating the implementation of the Market Abuse Directive Market Abuse, Press Releases Press Release DOWNLOAD 72.91 KB
Canada Enforcement Canada response to CESR survey on Enforcement Mechanisms CESR Archive Reference DOWNLOAD 479.88 KB
05-335 Multilateral Memorandum of Understanding (MoU) CESR Archive Reference DOWNLOAD 91.41 KB
05-335 Annex A Multilateral Memorandum of Understanding (MoU) - Annex A CESR Archive Reference DOWNLOAD 112.53 KB
05-335 Annex C Multilateral Memorandum of Understanding (MoU) - Annex C CESR Archive Reference DOWNLOAD 41.42 KB
05-335 Annex D Multilateral Memorandum of Understanding (MoU) - Annex D CESR Archive Reference DOWNLOAD 33.29 KB
05-290b CESR’s Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments -1st Set of Mandates where the deadline was extended and 2nd Set of Mandates CESR Archive Final Report DOWNLOAD 606.48 KB
05-291b Feedback statement to CESR’s Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments - 1st Set of Mandates where the deadline was extended and 2nd Set of Mandates CESR Archive Final Report DOWNLOAD 645.98 KB
05-320 Press release - CESR’s Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments -1st Set of Mandates where the deadline was extended and 2nd Set of Mandates CESR Archive Press Release DOWNLOAD 143.75 KB
05-267 CESR’s revised draft Technical Advice on Possible Implementing Measures of the Transparency Directive CESR Archive Consultation Paper DOWNLOAD 471.85 KB
05-307 Press release - CESR launches a second consultation on dissemination of financial information and other implementing measures of the Transparency Directive CESR Archive Press Release DOWNLOAD 73.28 KB
05-230 Draft technical advice on equivalence of certain third country GAAP and on description of certain third countries mechanisms for enforcement of financial information CESR Archive Consultation Paper DOWNLOAD 1023.85 KB
05-306 Press release - CESR publishes the draft technical advice on equivalence of Canadian, Japanese and US GAAP CESR Archive Press Release DOWNLOAD 67.34 KB
05-258b Eight Meeting of the CESR Market Participants Consultative Panel CESR Archive Final Report DOWNLOAD 73.31 KB
05-202 First Progress Report on Supervisory Convergence in the Field of Securities Markets for the Financial Services Committee (FSC) CESR Archive Final Report DOWNLOAD 213.59 KB
05-271 Press release - CESR takes further steps to increase its accountability to the European Institutions and to enable the European Union to assess the steps being undertaken to enhance supervisory convergence on a day-to-day basis CESR Archive Press Release DOWNLOAD 56.68 KB
04-711b General methodology for implementation reviews undertaken by CESR CESR Archive Final Report DOWNLOAD 75.06 KB
05-253 Establishment of a Mediation Mechanism CESR Archive Reference DOWNLOAD 91.07 KB
05-252 Press release - CESR starts Level 3 work on the establishment of a mediation mechanism amongst supervisors CESR Archive Press Release DOWNLOAD 76.94 KB
05-013 CESR Annual Report for 2004 CESR Archive Annual Report DOWNLOAD 2.62 MB
05-245 Communiqué requesting comments on a common work programme to facilitate trans-Atlantic derivatives business CESR Archive Consultation Paper DOWNLOAD 69.42 KB
05-244 Press release - CESR and the US CFTC issue communiqué requesting comments on a common work programme to facilitate trans-Atlantic derivatives business CESR Archive Press Release DOWNLOAD 53.5 KB
05-232 Press release - A delegation of members of the European Parliament visits CESR CESR Archive Press Release DOWNLOAD 80.02 KB
05-140 Feedback statement - CESR’s technical advice to the European Commission on possible measures concerning credit rating agencies CESR Archive CESR Document DOWNLOAD 205.82 KB
05-139b CESR’s technical advice to the European Commission on possible measures concerning credit rating agencies CESR Archive Final Report DOWNLOAD 445.72 KB
05-198 Press release - CESR favours Self-Regulation of Credit Rating Agencies established around an Internationally agreed code for the time being CESR Archive Press Release DOWNLOAD 60.24 KB
05-199 Press release - CESR sets out how a Single Point of Information on all EU Corporate Issuers might be realised CESR Archive Press Release DOWNLOAD 89.9 KB
05-150b CESR’s Progress Report regarding Possible Implementing Measures of the Transparency Directive on the Role of Officially Appointed Mechanism and Electronic filing CESR Archive Final Report DOWNLOAD 187.2 KB
05-164 Annex 7 Annex 7 to the Consultation document: Data on Shares subject to Article 27 of the MiFID - Ireland CESR Archive Consultation Paper DOWNLOAD 14.1 KB
05-164 Annex 8 Annex 8 to the Consultation document: Data on Shares subject to Article 27 of the MiFID CESR Archive Consultation Paper DOWNLOAD 156.32 KB
Addendum Addendum to the Formal Request for Technical Advice on Possible Implementing Measures for the Markets in Financial Instruments Directive CESR Archive Consultation Paper DOWNLOAD 307.55 KB
US Enforcement USA response to CESR survey on Enforcement Mechanisms CESR Archive Final Report DOWNLOAD 3.83 MB
05-164 Annex 2 Annex 2 to the Consultation document: Data on Shares subject to Article 27 of the MiFID CESR Archive Consultation Paper DOWNLOAD 208.07 KB
05-164 Annex 3 Annex 3 to the Consultation document: Data on Shares subject to Article 27 of the MiFID - Euronext Amsterdam CESR Archive Consultation Paper DOWNLOAD 18.08 KB
05-164 Annex 4 Annex 4 to the Consultation document: Data on Shares subject to Article 27 of the MiFID - Euronext Brussels CESR Archive Consultation Paper DOWNLOAD 15.23 KB
05-164 Annex 5 Annex 5 to the Consultation document: Data on Shares subject to Article 27 of the MiFID - Euronext Lisbon CESR Archive Consultation Paper DOWNLOAD 14.96 KB
05-164 Annex 6 Annex 6 to the Consultation document: Data on Shares subject to Article 27 of the MiFID - Euronext Paris CESR Archive Consultation Paper DOWNLOAD 23.2 KB
05-064b CESR’s Advice on Clarification of Definitions concerning Eligible Assets for Investments of UCITS CESR Archive Consultation Paper DOWNLOAD 348.26 KB
05-172 Press release - CESR launches a consultation on its draft advice to the European Commission on the eligible assets of UCITS CESR Archive Press Release DOWNLOAD 96.12 KB
05-164 Annex 1 Annex 1 to the Consultation document: Data on Shares subject to Article 27 of the MiFID CESR Archive Consultation Paper DOWNLOAD 180.14 KB
05-163 Press Release - CESR Final Consultation on Best Execution and Transparency Requirement under the MiFID CESR Archive Press Release DOWNLOAD 70.39 KB
05-164 Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments CESR Archive Consultation Paper DOWNLOAD 631.08 KB
US Equivalence USA reponse to questionnaire on GAAP Equivalence CESR Archive Final Report DOWNLOAD 838.27 KB
05-096 Press release - The US CFTC and CESR meet to facilitate Transatlantic Derivatives Business and to appoint Task Force to develop further efforts CESR Archive Press Release DOWNLOAD 163.39 KB
05-054b CESR’s recommendations for the consistent implementation of the European Commission’s Regulation on Prospectuses nº 809/2004 CESR Archive CESR Document DOWNLOAD 288.29 KB
05-055b Feedback statement - CESR’s consultation for the consistent implementation of the European Commission’s Regulation on Prospectuses nº 809/2004 CESR Archive CESR Document DOWNLOAD 226.56 KB
05-091 Press release - CESR’s recommendations for the consistent implementation of the European Commission’s Regulation on Prospectuses nº 809/2004 CESR Archive Press Release DOWNLOAD 74.09 KB
Canada Equivalence Canadian response to the questionnaire on GAAP Equivalence CESR Archive Reference DOWNLOAD 949.85 KB
Japan Enforcement Japanese response to the questionnaire on GAAP Enforcement CESR Archive Reference DOWNLOAD 721.03 KB
Japan Equivalence Japanese response to questionnaire on GAAP Equivalence CESR Archive Reference DOWNLOAD 445.72 KB
05-079 Press release - CESR Submits its technical advice to the European Commission on the first set of mandates under the Directive on Markets in Financial Instruments (MiFID) CESR Archive Press Release DOWNLOAD 100.55 KB
05-024c CESR's technical advice to the European Commission on the first set of mandates under the Directive on Markets in Financial Instruments (MiFID) CESR Archive Final Report DOWNLOAD 541.9 KB
05-025 Feedback Statement - CESR's technical advice to the European Commission on the first set of mandates under the Directive on Markets in Financial Instruments (MiFID) CESR Archive Final Report DOWNLOAD 387.01 KB
05-076 Press release - CESR publishes the final concept paper which sets out the principles it will use to guide them in establishing the equivalence between third countries' GAAP and IAS/IFRS CESR Archive Press Release DOWNLOAD 109.81 KB
04-509c Final concept paper on equivalence of certain third country GAAP and on description of certain third countries' mechanism of enforcement of financial information CESR Archive Final Report DOWNLOAD 206.88 KB
05-001 Feedback statement - Final concept paper on equivalence of certain third country GAAP and on description of certain third countries' mechanism of enforcement of financial information CESR Archive CESR Document DOWNLOAD 117.65 KB
05-058 Press release - CESR publishes final guidelines for supervisors regarding the transitional provisions of the amending UCITS Directives CESR Archive Press Release DOWNLOAD 81.36 KB
04-701 Feedback statement - CESR consultation on draft guidelines for supervisors regarding the transitional provisions of the amending UCITS Directives (2001/107/EC and 2001/108/EC) CESR Archive CESR Document DOWNLOAD 89.05 KB
04-434b CESR’s guidelines for supervisors regarding the transitional provisions of the amending UCITS Directives (2001/107/EC and 2001/108/EC) CESR Archive CESR Document DOWNLOAD 117.45 KB
05-023b CESR’s Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments - Admission of Financial Instruments to Trading on Regulated Markets CESR Archive Consultation Paper DOWNLOAD 104.06 KB
04-660g The Single Market for Investment Funds: Market Integration and the „End User“ Perspective - by Wolfgang Mansfeld, Union Asset Management Holding AG CESR Archive Speech DOWNLOAD 124.73 KB
04-717 annex 1 Trade data - annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) CESR Archive Consultation Paper DOWNLOAD 544.78 KB
04-717 annex 2 Trade data Germany - annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) CESR Archive Consultation Paper DOWNLOAD 74.26 KB
04-717 annex 3 Trade data Hungary - annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) CESR Archive Consultation Paper DOWNLOAD 40 KB
04-717 annex 4 Trade data Iceland - annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) CESR Archive Consultation Paper DOWNLOAD 34.89 KB
04-717 annex 5 Trade data Euronext parameters - annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) CESR Archive Consultation Paper DOWNLOAD 10.22 KB
04-717 annex 6 Trade data The Netherlands - annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) CESR Archive Consultation Paper DOWNLOAD 29.95 KB
04-689 CESR’s Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments - Professional Client Agreements CESR Archive Consultation Paper DOWNLOAD 108.75 KB
04-684 Seventh Meeting of the CESR Market Participants Consultative Panel CESR Archive Final Report DOWNLOAD 537.12 KB
04-512c CESR’s advice on possible implementing measures of the Transparency Directive CESR Archive Consultation Paper DOWNLOAD 433.46 KB
04-669 Press release - CESR sets out consultation on better transparency of voting rights and financial information from foreign issuers CESR Archive Press Release DOWNLOAD 101.05 KB
04-668 Enhancing supervisory convergence through CESR - by Arthur Docters van Leeuwen, Chairman of CESR CESR Archive Speech DOWNLOAD 93.43 KB
04-660a Assessment of the integration of the Single Market for financial services by the Commission - by Charlie McCreevy, EU Commissioner for the Internal Market and Services CESR Archive Speech DOWNLOAD 63.63 KB
04-660c The integration of the single market for financial services: the Eurosystem perspective - by Jean-Claude Trichet, President of the ECB CESR Archive Speech DOWNLOAD 60.8 KB
04-660e Transparency in Costs, Practices and Performances - by Jean-Pierre Paelinck, Euroshareholders CESR Archive Speech DOWNLOAD 27.75 KB
04-660d Speech by Michel Pébereau, President of the European Banking Federation CESR Archive Speech DOWNLOAD 47.47 KB
04-660b The integration of European Financial Markets: What challenges ahead? - by Pervenche Berès, Chair of EMAC, European Parliament CESR Archive Speech DOWNLOAD 144.73 KB
04-660f Fully integrated market of funds? - by Francois Delooz, Head of Asset Management at BNP Paribas CESR Archive Speech DOWNLOAD 24.4 KB
Addendum 2004/39/EC Addendum to the formal request for technical advice on possible implementing measures on the Directive on Markets in Financial Instruments (Directive 2004/39/EC. CESR Archive Consultation Paper DOWNLOAD 114.41 KB
04-612b CESR’s technical advice to the European Commission on possible measures concerning credit rating agencies CESR Archive Consultation Paper DOWNLOAD 794.35 KB
04-638 Press release - CESR publishes a technical advice to the European Commission on possible measures concerning credit rating agencies CESR Archive Press Release DOWNLOAD 82.15 KB
04-614 Work plan for future work on MiFID CESR Archive Reference DOWNLOAD 53.83 KB
04-603b CESR’s Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments CESR Archive Consultation Paper DOWNLOAD 288.91 KB
04-593 Press release - CESR publishes the results of investigations of mis-practises in the European investment fund industry CESR Archive Press Release DOWNLOAD 67.31 KB
04-407 Investigation of Mispractices in the European Fund Industry CESR Archive Final Report DOWNLOAD 226.29 KB
04-511 CESR's advice on possible implementing measures of the Transparency Directive CESR Archive Final Report DOWNLOAD 711.54 KB