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07-831 |
CESR’s 2007 report on Credit Rating Agencies (CRA’s) - Responses to a list of questions for the CRAs |
CESR Archive |
Final Report |
DOWNLOAD 4.73 MB |
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07-520 |
Overview of language requirements for the vetting of Prospectus across the EU and a summary of CESR Members requirements regarding the translation of the ‘Summary Prospectus’ |
CESR Archive |
Final Report |
DOWNLOAD 130.11 KB |
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07-825 |
Public statement - CESR starts work on Employee Share Scheme Prospectuses: European Commission’s request to CESR for assistance on employees share schemes |
CESR Archive |
Press Release |
DOWNLOAD 420.93 KB |
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07-783 |
A proposed evolution of EU securities supervision beyond 2007 |
CESR Archive |
Final Report |
DOWNLOAD 101.48 KB |
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07-785 |
Press release - CESR, CEBS and CEIOPS, consult on a common Medium Term Work Programme on cross sector supervisory issues (2008-2010) |
CESR Archive |
Press Release |
DOWNLOAD 69.57 KB |
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07-775 |
Consultation Paper - 3L3 Medium Term Work Programme |
CESR Archive |
Consultation Paper |
DOWNLOAD 97.98 KB |
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07-762 |
Press release - CESR identifies the Administrative Measures and Sanctions as well as the Criminal Sanctions available in Member States under the Market Abuse Directive (MAD) |
Market Abuse, Press Releases |
Press Release |
DOWNLOAD 82.23 KB |
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07-693 |
Report on Administrative Measures and Sanctions available in Member States under the Market Abuse Directive (MAD) |
Market Abuse |
Final Report |
DOWNLOAD 3.44 MB |
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07-753 |
Summary of key points for retail investors arising from CESR consultation on key investor information disclosures for UCITS |
CESR Archive |
Final Report |
DOWNLOAD 87.32 KB |
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07-781 |
Progress Report on CESR’s dialogue with CRAs to fulfil the European Commission’s request to review the role of CRAs as regards structure finance: list of questions for the CRAs |
CESR Archive |
Final Report |
DOWNLOAD 100.92 KB |
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07-690 |
Press release - CESR publishes a report on its review of the implementation and the enforcement of IFRS in the European Union |
CESR Archive |
Press Release |
DOWNLOAD 67.13 KB |
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07-352 |
CESR’s review of the implementation and enforcement of IFRS in the EU |
CESR Archive |
Final Report |
DOWNLOAD 141.38 KB |
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07-306 |
The European Single market in securities in 2006: A factbook on Markets and Supervision |
CESR Archive |
Reference |
DOWNLOAD 2.39 MB |
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07-728 |
Press release - CESR’s Timetable to fulfil the European Commission’s request to review the role of Credit Rating Agencies |
CESR Archive |
Press Release |
DOWNLOAD 72 KB |
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07-748 |
Press release - CESR IT systems and databases up and running to ensure EU wide market integrity and transparency |
CESR Archive |
Press Release |
DOWNLOAD 66.11 KB |
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07-745 |
Press release - CESR publishes today the list of identifiers for regulated markets, multilateral trading facilities and central counterparties for the purpose of transaction reporting under the MIFID |
CESR Archive |
Press Release |
DOWNLOAD 65.24 KB |
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07-739 |
Press release - CESR complements the arrangements for transaction reporting in order to solve remaining issues in the exchange of transaction reporting |
CESR Archive |
Press Release |
DOWNLOAD 67.01 KB |
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07-627b |
Public Statement - New arrangements for the reporting of derivatives trades in accordance with MiFID |
CESR Archive |
Press Release |
DOWNLOAD 260.49 KB |
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07-726 |
Press release - CESR takes final steps before MiFID goes live |
CESR Archive |
Press Release |
DOWNLOAD 81.56 KB |
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07-672 |
Protocol on the supervision of branches under MiFID |
CESR Archive |
Reference |
DOWNLOAD 228.7 KB |
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07-337b |
Passport under MiFID - Recommendations for the implementation of the Directive and Statement on practical arrangements regarding the late transposition of MiFID |
CESR Archive |
Final Report |
DOWNLOAD 195.15 KB |
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07-317c |
Protocol on MiFID Passport Notifications - revised |
CESR Archive |
Reference |
DOWNLOAD 266.6 KB |
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07-703 |
Overview of national discretions and options under MiFID level 1 |
CESR Archive |
Final Report |
DOWNLOAD 282.81 KB |
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07-673 |
CESR Response to the Commission's request for initial assistance on commodity and exotic derivatives and related business |
CESR Archive |
Final Report |
DOWNLOAD 216.48 KB |
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07-704 |
Consultation paper - Draft MiFID work-programme for 2007/2008 |
CESR Archive |
Consultation Paper |
DOWNLOAD 88.9 KB |
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07-370b |
Developer’s Guidelines for CESR database on Shares admitted to trading on EU Regulated Markets - updated October 2007 |
CESR Archive |
Reference |
DOWNLOAD 71.02 KB |
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07-718 |
Press statement - CESR updates the MiFID Market Transparency Database |
CESR Archive |
Press Release |
DOWNLOAD 101.08 KB |
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07-688 |
Press release - CESR launches a consultation on key investor information for UCITS |
CESR Archive |
Press Release |
DOWNLOAD 93.38 KB |
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07-719 |
Press release - Carlo Comporti is elected as CESR’s next Secretary General |
CESR Archive |
Press Release |
DOWNLOAD 72.45 KB |
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07-669 |
Consultation Paper - Content and form of Key Investor Information disclosures for UCITS |
CESR Archive |
Consultation Paper |
DOWNLOAD 405.57 KB |
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07-631 |
Press release - CESR announces the publication of its 2006 Annual Report |
CESR Archive |
Press Release |
DOWNLOAD 57.59 KB |
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07-003 |
CESR Annual Report for 2006 |
CESR Archive |
Annual Report |
DOWNLOAD 2.88 MB |
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07-621 |
CESR-SEC protocol to facilitate implementation of the CESR-SEC work plan |
CESR Archive |
Reference |
DOWNLOAD 57.16 KB |
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07-608 |
Press release - European Commission Issues an Additional Request to Review the Role of Credit Rating Agencies |
CESR Archive |
Press Release |
DOWNLOAD 768.8 KB |
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07-394 Extended |
Consultation paper - Questionnaire on the rating of structured finance instruments - Extended deadline |
CESR Archive |
Consultation Paper |
DOWNLOAD 84.49 KB |
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07-564 |
Public statement - Publication of the responses received to CESR’s questionnaire regarding the rating of structured finance instruments and extension of the deadline |
CESR Archive |
Press Release |
DOWNLOAD 72.76 KB |
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DBRS |
DBRS response |
CESR Archive |
Reference |
DOWNLOAD 130.5 KB |
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FITCH |
Fitch Ratings: Response to questionnaire |
CESR Archive |
Reference |
DOWNLOAD 134.67 KB |
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MIS |
Moody's response |
CESR Archive |
Reference |
DOWNLOAD 322.82 KB |
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SP |
S&P response |
CESR Archive |
Reference |
DOWNLOAD 587 KB |
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VDP |
VDP response |
CESR Archive |
Reference |
DOWNLOAD 129.3 KB |
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JP MORGAN-CRA |
JP MORGAN response |
CESR Archive |
Reference |
DOWNLOAD 746.57 KB |
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ABI-CRA |
ABI response |
CESR Archive |
Reference |
DOWNLOAD 81.59 KB |
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ESF-CRA |
ESF response |
CESR Archive |
Reference |
DOWNLOAD 48.38 KB |
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M&G-CRA |
M&G response |
CESR Archive |
Reference |
DOWNLOAD 49.36 KB |
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NVB-CRA |
NVB response |
CESR Archive |
Reference |
DOWNLOAD 35.34 KB |
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07-497 |
Press release - CESR publishes its advice to the European Commission on non-equities transparency, as well as a report on commodity and exotic derivatives and announces the appointment of Jean-Paul Servais (CBFA) Chair of the MiFID Level 3 Experts Group |
CESR Archive |
Press Release |
DOWNLOAD 102.26 KB |
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07-284b |
Technical advice on Non-equities transparency |
CESR Archive |
Final Report |
DOWNLOAD 177.29 KB |
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07-538 |
Feedback statement - Technical advice on Non-equities transparency |
CESR Archive |
Final Report |
DOWNLOAD 98.13 KB |
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07-429 |
A compilation of responses by CESR Members to the European Commission's request for initial assistance on commodity and exotic derivatives and related business |
CESR Archive |
Final Report |
DOWNLOAD 325.5 KB |
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07-438 |
14th meeting of the Market Participants Consultative Panel |
CESR Archive |
Final Report |
DOWNLOAD 69.33 KB |
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07-339 |
13th meeting of the Market Participants Consultative Panel |
CESR Archive |
Final Report |
DOWNLOAD 68.82 KB |
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07-416 |
CESR-Pol’s Work Programme concerning Level 3 of the Market Abuse Directive |
CESR Archive |
Reference |
DOWNLOAD 75.57 KB |
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07-518 |
Press release - CESR identifies further issues for work in the area of the Market Abuse Directive |
CESR Archive |
Press Release |
DOWNLOAD 61.35 KB |
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07-460 |
Questionnaire on Assessment of CESR’s activities between 2001 and 2007 |
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Reference |
DOWNLOAD 421 KB |
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07-499 |
Press release - CESR consults the Industry and all interested stakeholders on the their Assessment of CESR’s Activities in 2001 to 2007 |
CESR Archive |
Press Release |
DOWNLOAD 172.71 KB |
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07-489 |
Press release - CESR adopts common supervisory approaches concerning the classification of hedge fund indices as financial indices for the purposes of the UCITS Directive |
CESR Archive |
Press Release |
DOWNLOAD 63.39 KB |
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07-434 |
Guidelines - Level 3 guidelines on the classification of hedge fund indices as financial indice |
CESR Archive |
CESR Document |
DOWNLOAD 86.92 KB |
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07-433 |
Feedback statement - Level 3 guidelines on the classification of hedge fund indices as financial indice |
CESR Archive |
CESR Document |
DOWNLOAD 136.12 KB |
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07-487 |
Call for evidence - Possible CESR Level 3 work on the Transparency Directive |
CESR Archive |
Consultation Paper |
DOWNLOAD 70.16 KB |
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06-562b |
Market Abuse Directive - Level 3 – second set of CESR guidance and information on the common operation of the Directive to the market |
CESR Archive |
CESR Document |
DOWNLOAD 119.25 KB |
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07-459 |
Press release - CESR releases 2nd set of Guidance on the Operation of the Market Abuse Directive |
CESR Archive |
Press Release |
DOWNLOAD 61 KB |
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07-402 |
Feedback statement - MAD Level 3 – second set of CESR guidance and information on the common operation of the Directive to the market |
CESR Archive |
CESR Document |
DOWNLOAD 136.52 KB |
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07-089 annex |
Information complement: Framework of Principles for Impact Assessment in the area of financial regulation |
CESR Archive |
Reference |
DOWNLOAD 94.77 KB |
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07-450 |
Press release - CESR publishes today the list of ‘Liquid Shares’ according to the MIFID, as well as all shares listed on EU Regulated Markets |
CESR Archive |
Press Release |
DOWNLOAD 72.48 KB |
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07-322 |
CESR Guidebook on MiFID market transparency calculations |
CESR Archive |
Reference |
DOWNLOAD 64.23 KB |
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07-071b |
Methodology for self-assessment and peer-review tool |
CESR Archive |
Reference |
DOWNLOAD 79.43 KB |
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07-394 |
Consultation paper - Questionnaire on the rating of structured finance instruments |
CESR Archive |
Consultation Paper |
DOWNLOAD 84.6 KB |
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07-420 |
Press release - CESR assesses the extent of equivalence of supervisory powers across Europe under the Market Abuse and Prospectus Directives |
CESR Archive |
Press Release |
DOWNLOAD 73.38 KB |
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07-334b |
An evaluation of equivalence of supervisory powers in the EU under the Market Abuse Directive and the Prospectus Directive A report to the Financial Services Committee (FSC) |
CESR Archive |
Final Report |
DOWNLOAD 231.64 KB |
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07-380 |
Report on CESR Members powers under the Market Abuse Directive and its implementing measures |
CESR Archive |
Final Report |
DOWNLOAD 484.07 KB |
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07-383 |
Report on CESR Members powers under the Prospectus Directive and its implementing measures |
CESR Archive |
Final Report |
DOWNLOAD 302.09 KB |
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07-382 |
Market abuse directive - summary table of answers |
CESR Archive |
Final Report |
DOWNLOAD 626.5 KB |
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07-385 |
Prospectus directive - summary table of answers |
CESR Archive |
Final Report |
DOWNLOAD 539.5 KB |
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07-225 |
CESR’s Report on the supervisory functioning of the Prospectus Directive and Regulation |
CESR Archive |
Final Report |
DOWNLOAD 309.99 KB |
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07-363 |
Press release - CESR reviews the supervisory functioning of the Prospectus Directive and Regulation |
CESR Archive |
Press Release |
DOWNLOAD 64.83 KB |
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07-101 |
Survey on the direct communication of auditors with the public on the statutory audit of the annual or consolidated accounts of listed companies |
CESR Archive |
Reference |
DOWNLOAD 78.42 KB |
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07-289 |
CESR’s technical advice on a mechanism for determining the equivalence of the generally accepted accounting principles of third countries |
CESR Archive |
Final Report |
DOWNLOAD 137.33 KB |
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07-351 |
Press release - CESR publishes its advice to the European Commission on a mechanism for determining the equivalence of the generally accepted accounting principles of third countries |
CESR Archive |
Press Release |
DOWNLOAD 66.02 KB |
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07-358 |
Press statement - Secretary General, Fabrice Demarigny, to leave CESR |
CESR Archive |
Press Release |
DOWNLOAD 52.46 KB |
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07-337 |
Recommendations - The passport under MiFID |
CESR Archive |
CESR Document |
DOWNLOAD 129.31 KB |
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07-318 |
Feedback statement - The passport under MiFID |
CESR Archive |
CESR Document |
DOWNLOAD 118.71 KB |
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07-320 |
Q&A on Best Execution |
CESR Archive |
Q&A |
DOWNLOAD 578.51 KB |
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07-321 |
Feedback statement - Q&A on Best Execution |
CESR Archive |
CESR Document |
DOWNLOAD 130.66 KB |
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07-228b |
Recommendations - Inducements under MiFID |
CESR Archive |
CESR Document |
DOWNLOAD 161.88 KB |
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07-316 |
Feedback statement - CESR Level 3 Recommendations on Inducements under MiFID |
CESR Archive |
CESR Document |
DOWNLOAD 151.26 KB |
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07-301 |
Guidelines - CESR Level 3 Guidelines on MiFID Transaction reporting |
CESR Archive |
CESR Document |
DOWNLOAD 84.97 KB |
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07-319 |
Feedback statement - CESR Level 3 Guidelines on MiFID Transaction Reporting |
CESR Archive |
CESR Document |
DOWNLOAD 80.39 KB |
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07-346 |
Press release - EU Securities Supervisors publish the last set of guidance to implement the new trading regime in Europe (MiFID) |
CESR Archive |
Press Release |
DOWNLOAD 76.17 KB |
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07-089 |
Consultation Paper - Impact Assessment Guidelines for EU Level 3 Committees |
CESR Archive |
Consultation Paper |
DOWNLOAD 402.13 KB |
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07-300 |
Press release - The Three Level 3 Committees invite comments on proposed Impact Assessment Guidelines |
CESR Archive |
Press Release |
DOWNLOAD 110.74 KB |
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07-304 |
Public statement - Progress Report on CESR’s dialogue with CRAs to review how the IOSCO code of conduct is being implemented |
CESR Archive |
Press Release |
DOWNLOAD 465.25 KB |
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07-304 Annex |
Progress Report on CESR’s dialogue with CRAs - Response from Moody's |
CESR Archive |
Final Report |
DOWNLOAD 674.72 KB |
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07-284 |
Consultation paper - Non-equity transparency |
CESR Archive |
Consultation Paper |
DOWNLOAD 189.64 KB |
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07-274 |
Press release - Meeting between CESR Chairman Eddy Wymeersch and Vice Chairman Carlos Tavares and US SEC Chairman Christopher Cox |
CESR Archive |
Press Release |
DOWNLOAD 69.33 KB |
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07-212 |
Consultation paper - CESR’s technical advice on a mechanism for determining the equivalence of the generally accepted accounting principles of third countries |
CESR Archive |
Consultation Paper |
DOWNLOAD 99.58 KB |
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07-223 |
Press release - CESR launches a consultation on the mechanism for determining the equivalence of the generally accepted accounting principles of third countries |
CESR Archive |
Press Release |
DOWNLOAD 68.79 KB |
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07-120 |
Extract from EECS’s database of enforcement decisions |
CESR Archive |
Final Report |
DOWNLOAD 107.33 KB |
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07-163 |
Press release - CESR publishes key information from its database of enforcement decisions taken by EU National Enforcers of financial information (IFRS) |
CESR Archive |
Press Release |
DOWNLOAD 62.64 KB |
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07-241 |
Call for evidence - Key Investor Disclosures under UCITS |
CESR Archive |
Consultation Paper |
DOWNLOAD 553.06 KB |
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