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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

6498 documents
Date Sort ascending Reference Title Sections Type Main document Info
06-312 Questionnaire on the day-to-day application of the IOSCO code by the credit rating agencies CESR Archive Reference DOWNLOAD 55.09 KB
06-220 Annexes Codes of conduct and Reports on Compliance by DBRS, Fitch Ratings, Moody's and Standard and Poor's CESR Archive Final Report DOWNLOAD 4.02 MB
06-220 Public statement - Update on CESR’s dialogue with Credit Rating Agencies to review how the IOSCO code of conduct is being implemented CESR Archive Press Release DOWNLOAD 3.79 MB
06-318 Press release - CESR monitors self regulation by Credit Rating Agencies and announces a call for evidence from Market Participants on the application of the IOSCO Code of Conduct CESR Archive Press Release DOWNLOAD 56.83 KB
06-293 Feedback statement - Storage of regulated information and filing of regulated information CESR Archive CESR Document DOWNLOAD 94.11 KB
06-120b CESR’s guidelines to simplify the notification procedure of UCITS CESR Archive CESR Document DOWNLOAD 206.85 KB
06-301 Feedback statement - CESR’s guidelines to simplify the notification procedure of UCITS CESR Archive CESR Document DOWNLOAD 210.64 KB
06-307 Press release - CESR simplifies access to EU mutual funds: CESR publishes its final guidelines on simplification of the cross-border notification procedure of UCITS CESR Archive Press Release DOWNLOAD 69.54 KB
06-004 CESR Annual Report for 2005 CESR Archive Annual Report DOWNLOAD 2.08 MB
06-302 Press release - CESR announces the publication of its 2005 Annual Report and a new website address CESR Archive Press Release DOWNLOAD 57.5 KB
06-078 Call for evidence - Evaluation of the supervisory functioning of the EU market abuse regime CESR Archive Consultation Paper DOWNLOAD 65.93 KB
06-247 Report on CESR’s Wholesale day CESR Archive Final Report DOWNLOAD 76.48 KB
06-182 Summary report of the Review Panel’s Review of CESR Members Implementation of CESR’s guidelines on the transitional provisions of the amending UCITS Directives CESR Archive Final Report DOWNLOAD 506.19 KB
06-217 Press release - CESR Members review implementation of CESR’S guidelines on the transitional provisions of the amending UCITS Directives CESR Archive Press Release DOWNLOAD 94.12 KB
06-204 Press release - Facilitating Transatlantic Derivatives Business: U.S. (CFTC) and EU Regulators, through CESR, Take Joint Steps to Respond to Industry Concerns and to Facilitate Transatlantic Business by Use of Online Guides CESR Archive Press Release DOWNLOAD 61.38 KB
06-208 CESR-CFTC Online guides for conducting derivatives business in the U.S. and the European Union (EU) CESR Archive Reference DOWNLOAD 55.11 KB
06-185 Summary of the self-assessments regarding the implementation of Standard N°1 on Financial Information CESR Archive Final Report DOWNLOAD 1.14 MB
06-120 Consultation paper - CESR’s guidelines to simplify the notification procedure of UCITS - 2nd Consultation Paper CESR Archive Consultation Paper DOWNLOAD 221.51 KB
06-196 Press release - CESR launches a second consultation on simplification of the cross-border notification procedure of UCITS CESR Archive Press Release DOWNLOAD 74.68 KB
06-198 Press release - CESR welcomes the EU Finance Ministers political backing for greater supervisory convergence amongst securities regulators in the EU CESR Archive Press Release DOWNLOAD 66.44 KB