02/04/2024
ESMA Newsletter
Newsletter February and March 2024
ESMA newsletter
Reference
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27/03/2024
ESMA35-335435667-5923
List of EU Member States using the temporary exemption from the payment for order flow (PFOF) prohibition under the MiFIR review
Investor protection
Reference
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27/03/2024
ESMA74-1049116225-623
Public statement on the deprioritisation of supervisory actions on the EMIR clearing obligation for third-country pension scheme arrangements in light of the agreement on the EMIR review
Post Trading
Statement
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27/03/2024
ESMA74-2134169708-7163
Public Statement on the transition for the application of the MiFID II/MiFIR review
Trading
Statement
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26/03/2024
ESMA32-193237008-8269
2023 Corporate Reporting Enforcement and Regulatory Activities Report
Corporate Finance, Electronic reporting, Prospectus
Report
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26/03/2024
ESMA84-858037815-66
Consultation on European Green Bond Regulation - Reply form
Investor protection, Supervisory convergence, Sustainable finance
Reference
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26/03/2024
ESMA84-2037069784-2116
Consultation Paper on European Green Bond Regulation
Investor protection, Supervisory convergence, Sustainable finance
Consultation Paper
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25/03/2024
ESMA75-453128700-949
Final Report on draft technical standards specifying requirements for cooperation, exchange of information, and notification between competent authorities, ESAs, and third countries under MiCA
Digital Finance and Innovation, Guidelines and Technical standards
Final Report
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25/03/2024
ESMA18-72330276-1634
Final Report on Draft technical Standards specifying certain requirements of the Markets in Crypto Assets Regulation (MiCA) – first package
Digital Finance and Innovation, Guidelines and Technical standards
Final Report
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25/03/2024
ESMA75-453128700-1002
Consultation Paper on the Technical Standards specifying certain requirements of MiCA (3rd package)
Digital Finance and Innovation
Consultation Paper
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25/03/2024
ESMA75-453128700-1012
Consultation Paper on the Technical Standards specifying certain requirements of MiCA (3rd package) - Reply form
Digital Finance and Innovation
Reference
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25/03/2024
ESMA40-1831253891-1612
Data Protection Statement on processing personal data within the framework of recruitment at ESMA joint recruitments
Careers
Reference
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22/03/2024
ESMA32-67-802
Compliance table on the Guidelines on the enforcement of financial information
Guidelines and Technical standards, Transparency
Compliance table
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22/03/2024
ESMA43-1868696574-751
ESMA fines Scope EUR 2,197,500 for breaches of conflict of interest obligations - Press Release
Board of Supervisors, Credit Rating Agencies, Press Releases
Press Release
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22/03/2024
ESMA43-1868696574-770
Decision to impose fines in respect of infringements committed by Scope Ratings GmbH
Board of Supervisors, Credit Rating Agencies
Decision
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22/03/2024
ESMA43-1868696574-745
Public Notice on the decision to impose fines in respect of infringements committed by Scope Ratings GmbH
Board of Supervisors, Credit Rating Agencies
Decision
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21/03/2024
ESMA74-2119945925-1959
Feedback statement of the Call for evidence on shortening the settlement cycle
Post Trading
Report
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20/03/2024
ESMA32-1188985980-348
Letter on IASB’s Exposure Draft Financial Instruments with Characteristics of Equity
Financial reporting, Issuer disclosure
Letter
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20/03/2024
ESMA32-1188985980-347
Letter on EFRAG’s due process on the IASB’s Exposure Draft Financial Instruments with Characteristics of Equity
Financial reporting, Issuer disclosure
Letter
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15/03/2024
JC 2023 22
Consolidated Q&As on the PRIIPs Key Information Document
Fund Management, Joint Committee
Q&A
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