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MOU ESMA/DFSA |
MOU on the supervision of CRAs - ESMA and Dubai FSA |
Credit Rating Agencies, International cooperation |
Reference |
DOWNLOAD 181.09 KB |
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MoU ESMA-SFC |
MoU ESMA-SFC indirect access to TR data |
Post Trading |
Reference |
DOWNLOAD 537.43 KB |
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MoU ESMA SEBI |
Previous MoU on CCPs between ESMA and SEBI |
International cooperation, Post Trading |
Reference |
DOWNLOAD 714.53 KB |
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MOU ESMA RBA |
MoU between ESMA and RBA regarding trade repositories |
International cooperation |
Reference |
DOWNLOAD 134.04 KB |
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MoU Dubai |
Memorandum of Understanding Related to ESMA’s Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs established in the Dubai International Financial Centre |
CCP |
Reference |
DOWNLOAD 243.06 KB |
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MOU CNV ESMA |
MOU on the supervision of CRAs - ESMA and CNV Argentina |
Credit Rating Agencies, International cooperation |
Reference |
DOWNLOAD 169.13 KB |
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MoU China |
Memorandum of Understanding between ESMA and the People’s Bank of China Related to CCPs Established in the People’s Republic of China |
CCP |
Reference |
DOWNLOAD 254.44 KB |
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MoU Chile |
Memorandum of Understanding Related to ESMA’s Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs established in Chile and supervised by the Chilean Market Commission |
CCP |
Reference |
DOWNLOAD 387.64 KB |
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MOU Canada ESMA |
MOU on the supervision of CRAs - ESMA and Canadian authorities |
Credit Rating Agencies, International cooperation |
Reference |
DOWNLOAD 139.68 KB |
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MoU Canada - Quebec, Ontario |
Memorandum of Understanding between ESMA, the Ontario Securities Commission and the Autorité des marchés financiers of Québec; Related to Central Counterparties Established in Ontario and Québec – Canada |
CCP |
Reference |
DOWNLOAD 260.67 KB |
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MoU Canada - Alberta |
Memorandum of Understanding between ESMA and ASC - CCPs established in the province of Alberta |
CCP |
Reference |
DOWNLOAD 895.8 KB |
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MoU Brasil |
Memorandum of Understanding between ESMA and Banco Central do Brasil and Comissão de Valores Mobiliários related to CCPs Established in Brazil |
CCP |
Reference |
DOWNLOAD 546.44 KB |
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MoU Australia |
Memorandum of Understanding between RBA, ASIC and ESMA |
CCP |
Reference |
DOWNLOAD 371.26 KB |
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MOU ACER ESMA |
MoU between ESMA and ACER concerning the consultation and cooperation regarding their regulatory responsibilities in relation to EU wholesale energy market |
Trading |
Reference |
DOWNLOAD 387.77 KB |
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MoU |
Memorandum of Understanding between ESMA and South Africa’s Financial Sector Conduct Authority, Prudential Authority and the South African Reserve Bank Related to CCPs Established in South Africa |
CCP |
Reference |
DOWNLOAD 269.89 KB |
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MOC ESMA JFSA |
MoC ESMA and JFSA regarding CCPs |
Post Trading |
Reference |
DOWNLOAD 763.57 KB |
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MIS |
Moody's response |
CESR Archive |
Reference |
DOWNLOAD 322.82 KB |
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MiFID Review Compiled Version 2nd set |
CESR second set of Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information |
CESR Archive |
Final Report |
DOWNLOAD 705.33 KB |
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MiFID Review Compiled Version |
CESR Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information |
CESR Archive |
Final Report |
DOWNLOAD 1.13 MB |
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Mifid mapping |
Mapping - fields in MiFID systems |
Trading |
Reference |
DOWNLOAD 9.54 KB |
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