|
05-164 Annex 8 |
Annex 8 to the Consultation document: Data on Shares subject to Article 27 of the MiFID |
CESR Archive |
Consultation Paper |
DOWNLOAD 156.32 KB |
|
|
ESMA65-316-2269 |
Annex 9 - Transfer of funds request (FIRDS and TRACE Projects) |
International cooperation |
Reference |
DOWNLOAD 251.66 KB |
|
|
ESMA35-36-2319 |
Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body |
Investor protection |
Reference |
DOWNLOAD 70.83 KB |
|
|
2016/1529 ANNEX |
Annex I - Template for the assessment of collective suitability |
Guidelines and Technical standards, Investor protection |
Reference |
DOWNLOAD 54.43 KB |
|
|
JC 2023 36 |
Annex I for the template register of information at Entity level |
Digital Finance and Innovation, Joint Committee |
Reference |
DOWNLOAD 67.35 KB |
|
|
2015-ESMA-1464 Annex II |
Annex II - CBA - draft RTS and ITS on MiFID II and MiFIR |
Trading |
Final Report |
DOWNLOAD 5.07 MB |
|
|
2015/1457 - Annex II |
Annex II - CSDR TS on CSD Requirements and Internalised Settlement |
Post Trading |
Technical Standards |
DOWNLOAD 1.44 MB |
|
|
ESMA70-46-778 |
Annex II – points for clarification - Letter to the European Commission on the preliminary data report on MCM |
CCP, Risk monitoring, Trading |
Reference |
DOWNLOAD 222.12 KB |
|
|
JC 2023 36 |
Annex II for the template register of information at (sub)consolidated level |
Digital Finance and Innovation, Joint Committee |
Reference |
DOWNLOAD 82.48 KB |
|
|
2015/1457 Annex III |
Annex III - CSDR TS on CSD Requirements and Internalised Settlement |
Post Trading |
Technical Standards |
DOWNLOAD 910.14 KB |
|
|
2015/1911 |
Annex III - Draft ISO 20022 message specification |
Trading |
Reference |
DOWNLOAD 1.13 MB |
|
|
09-058a |
Annex to CESR's report on the mapping of supervisory powers, administrative and criminal sanctioning regimes of Member States in relation to the Transparency Directive (TD) |
CESR Archive |
Final Report |
DOWNLOAD 1.04 MB |
|
|
09-1026 |
Annex to CESR’s technical advice on the level 2 measures related to the format and content of KID disclosures for UCITS: methodology for the calculation of the synthetic risk and reward indicator |
CESR Archive |
Final Report |
DOWNLOAD 230.14 KB |
|
|
JC 2020 85 |
Annex to draft ITS on IGT and RC reporting templates for conglomerates |
Joint Committee |
Reference |
DOWNLOAD 1.23 MB |
|
|
2016/1392 |
Annex to ECON Hearing Statement by Steven Maijoor, ESMA Chair |
Speeches |
Reference |
DOWNLOAD 438.02 KB |
|
|
JC 2022 61 |
Annex to ESAs Chair Statement - 2022 ECON Annual Hearing, 24 October 2022 |
Joint Committee |
Reference |
DOWNLOAD 211.93 KB |
|
|
ESMA 70-145-466 EC |
Annex to ESMA response to the EC consultation on supervisory reporting fitness check |
Market Integrity |
Statement |
DOWNLOAD 386.78 KB |
|
|
ESMA22-105-1230 |
Annex to Opening Statement for ECON Hearing 12 October 2020 |
Board of Supervisors, Brexit, About ESMA, COVID-19, Speeches |
Reference |
DOWNLOAD 350.51 KB |
|
|
|
ESMA70-155-9967 |
Annex to Opinion on MiFIDII Position Limits |
Trading |
Reference |
DOWNLOAD 54.8 KB |
|
|
|
ESMA70-155-9966 |
Annex to Opinion on MiFIR Transparency |
Trading |
Reference |
DOWNLOAD 62.23 KB |
|
|