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ESMA22-1669215091-5478 |
Summary of conclusions TRACE DBP - 4 October 2023 |
Board of Supervisors |
Summary of Conclusions |
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ESMA32-992851010-1098 |
Summary of findings Results of a fact-finding exercise on corporate reporting practices under the Taxonomy Regulation |
Financial reporting, Sustainable finance |
Reference |
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07-753 |
Summary of key points for retail investors arising from CESR consultation on key investor information disclosures for UCITS |
CESR Archive |
Final Report |
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10-1415 |
Summary of responses from investment firms and execution venues to CESR’s 2009 Best Execution Questionnaire (Sections 1-4) |
CESR Archive |
Reference |
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2012/525 |
Summary of responses on considerations of materiality in financial reporting |
Issuer disclosure, Financial reporting |
Final Report |
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08-514b |
Summary of responses to Questionnaire on Transposition of the Transparency Directive |
CESR Archive |
Final Report |
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04-349 |
Summary of responses to the consultation on the Role of CESR at “Level 3” Under the Lamfalussy Process |
CESR Archive |
Final Report |
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02-060 |
Summary of responses to the second consultation on Stabilisation and Allotment |
CESR Archive |
Final Report |
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ESMA32-63-364 |
Summary of results of the fact finding exercise on IFRS 9 and IFRS 15 |
Issuer disclosure, Financial reporting |
Reference |
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02-159 |
Summary of the responses to the ESCB/CESR call for contributions on European clearing and settlement systems |
CESR Archive |
Final Report |
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04-207 |
Summary of the responsibilities of the new authorities joining CESR. Annex to Press Release ref:CESR/04-203 |
CESR Archive |
Press Release |
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06-185 |
Summary of the self-assessments regarding the implementation of Standard N°1 on Financial Information |
CESR Archive |
Final Report |
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06-182 |
Summary report of the Review Panel’s Review of CESR Members Implementation of CESR’s guidelines on the transitional provisions of the amending UCITS Directives |
CESR Archive |
Final Report |
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2011/26 |
Summary Report on the mapping of contingency measures |
Supervisory convergence |
Final Report |
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ESMA80-1467488426-27 |
Supervision Annual Report 2016 and Work Programme 2017 |
Credit Rating Agencies, Trade Repositories |
Report |
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ESMA35-36-2780 |
Supervisory briefing - Supervision of cross-border activities of investment firms |
Investor protection |
Report |
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ESMA34-45-1427 |
Supervisory briefing - Sustainability risks and disclosures in the area of investment management |
Fund Management, Sustainable finance |
Reference |
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ESMA35-43-2900 |
Supervisory briefing in relation to firms using tied agents in the MiFID II framework |
Investor protection |
Reference |
DOWNLOAD 198.53 KB |
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ESMA81-393-98 |
Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing |
Benchmarks, Supervisory convergence |
Report |
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ESMA74-2134169708-6975 |
Supervisory Briefing on Circuit Breakers |
Risk monitoring, Trading |
Report |
DOWNLOAD 738.19 KB |
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