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2011/97 |
Consultation paper - ESMA Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Regulation1060/2009 |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 273.66 KB |
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2011/209 |
Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive |
Fund Management |
Consultation Paper |
DOWNLOAD 2.82 MB |
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2011/270 |
Consultation paper - ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive in relation to supervision and third countries |
Fund Management |
Consultation Paper |
DOWNLOAD 154.97 KB |
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2011/305 |
Consultation paper - ESMA’s Draft Regulatory Technical Standards on the content and format of ratings data periodic reporting to be submitted from credit rating agencies |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 264 KB |
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2011/304 |
Consultation paper - ESMA’s draft Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2 |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 182.29 KB |
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2011/141 |
Consultation paper - ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU |
Prospectus, Issuer disclosure |
Consultation Paper |
DOWNLOAD 1.45 MB |
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2011/114 |
Consultation paper - ESMA´s Technical Advice to the Commission on Fees for CRA Supervision |
Credit Rating Agencies |
Consultation Paper |
DOWNLOAD 95.52 KB |
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05-483c |
Consultation paper - Establishement of a Mediation Mechanism |
CESR Archive |
Consultation Paper |
DOWNLOAD 153.07 KB |
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04-505 |
Consultation paper - Facilitating the implementation of the Market Abuse Directive |
Market Abuse |
Consultation Paper |
DOWNLOAD 284.76 KB |
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10-537 |
Consultation paper - Guidance on Common Standards for Assessment of Compliance of Credit Rating Methodologies with the Requirements set out in Article 8(3) |
CESR Archive |
Consultation Paper |
DOWNLOAD 214.09 KB |
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09-955 |
Consultation paper - Guidance on Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance |
CESR Archive |
Consultation Paper |
DOWNLOAD 668.56 KB |
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10-536 |
Consultation paper - Guidance on the Enforcement Practices and Activities to be Conducted under Article 21.3(a) of the Regulation |
CESR Archive |
Consultation Paper |
DOWNLOAD 205.65 KB |
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08-543 |
Consultation paper - Guidelines for the prudential assessment of acquisitions and increase of holdings in the financial sector required by Directive 2007/44/EC |
CESR Archive |
Consultation Paper |
DOWNLOAD 221.3 KB |
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10-672 |
Consultation paper - Guidelines for the transition from the Simplified Prospectus to the Key Investor Information document |
CESR Archive |
Consultation Paper |
DOWNLOAD 140.16 KB |
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2011/224 |
Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities |
Trading |
Consultation Paper |
DOWNLOAD 623.6 KB |
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10-530 |
Consultation paper - Guidelines on the selection and presentation of performance scenarios in the Key Investor Information document for structured UCITS |
CESR Archive |
Consultation Paper |
DOWNLOAD 171.6 KB |
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ESMA80-187-807 |
Consultation Paper - Guidelines on use of alternative methodology |
Benchmarks |
Consultation Paper |
DOWNLOAD 263.42 KB |
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07-089 |
Consultation Paper - Impact Assessment Guidelines for EU Level 3 Committees |
CESR Archive |
Consultation Paper |
DOWNLOAD 402.13 KB |
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07-832 |
Consultation Paper - Improving the functioning of the MiFID database |
CESR Archive |
Consultation Paper |
DOWNLOAD 63.25 KB |
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06-687 |
Consultation paper - Inducements under MiFID |
CESR Archive |
Consultation Paper |
DOWNLOAD 163.83 KB |
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