ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

256 documents
Date Reference Title Sort descending Sections Type Main document Info
JC 2023 36 Joint SH Advice on DORA ITS register of information Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 264.65 KB
JC 2023 34 Joint SH Advice on DORA RTS Classification ICT Incidents Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 250.98 KB
JC 2023 39 Joint SH Advice on DORA RTS ICT risk management Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 286.43 KB
JC 2023 35 Joint SH Advice on DORA RTS policy contractual arrangements Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 198.7 KB
JC 2024 18 Joint SH advice on RTS on subcontracting of ICT services Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 253.86 KB
JC 2024 17 Joint SH advice on RTS on threat-led penetration testing (TLPT) Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 200.59 KB
JC 2024 19 Joint SH advice on RTS-ITS on major incident reporting Digital Finance and Innovation, Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 197.15 KB
SGs EP Joint Stakeholder Groups letter to European Parliament on ESAs Review Securities and Markets Stakeholder Group Letter DOWNLOAD 509.13 KB
ESMA22-106-272 Joint Statement by BSG, IRSG, OPSG and SMSG on European Commission's Consultation on the operation of the ESAs Securities and Markets Stakeholder Group Letter DOWNLOAD 596.33 KB
ESMA22-106-141 Joint Statement of the SMSG and the BSG on the Draft Guidelines on the Assessment of the Suitability Joint Committee, Securities and Markets Stakeholder Group Statement DOWNLOAD 91.5 KB
2012/SMSG/6 Letter regarding deadlines for the submission of ESMA’s technical standards Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 82.35 KB
ESMA22-106-2738 Own Initiative SMSG Report II on Covid-19 related Issues Securities and Markets Stakeholder Group Report DOWNLOAD 183.42 KB
2011/SMSG/12 Position paper - ESMA's Consultation on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 59.19 KB
2011/339 Press release - ESMA Stakeholder Group elects Guillaume Prache as chair, Judith Hardt and Peter de Proft as vice-chairs Press Releases, Securities and Markets Stakeholder Group Press Release DOWNLOAD 29.29 KB
ESMA22-106-2062 Procedure - ESMA Stakeholder Group Renewal Procedure 2020 Securities and Markets Stakeholder Group Reference DOWNLOAD 234.62 KB
2011/SMSG/11 Response to ESMA's Consultation paper on guidelines on systems and controlsin a highly automated trading environment for trading platforms, investmentfirms and competent authorities Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 48.99 KB
2013/SMSG/020 Response to the Consultation Paper ESMA Guidelines on enforcement of financial information Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 67.09 KB
ESMA22-106-136 Rules of procedure - ESMA Stakeholder Group Renewal Securities and Markets Stakeholder Group Reference DOWNLOAD 442.33 KB
2015/1838 Rules of Procedures SMSG selection 2016 Securities and Markets Stakeholder Group Reference DOWNLOAD 222.03 KB
2012/SMSG/59 Securities and Markets Stakeholder Group – Report on Helping Small and Medium Sized Companies Access Funding Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 497.32 KB