ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

254 documents
Date Reference Sort descending Title Sections Type Main document Info
2011/339 Press release - ESMA Stakeholder Group elects Guillaume Prache as chair, Judith Hardt and Peter de Proft as vice-chairs Press Releases, Securities and Markets Stakeholder Group Press Release DOWNLOAD 29.29 KB
2011/BS/123 Decision of the Board of Supervisors - Appointment of the Securities and Markets Stakeholder Group Board of Supervisors, Securities and Markets Stakeholder Group Decision DOWNLOAD 171.3 KB
2011/SMSG/11 Response to ESMA's Consultation paper on guidelines on systems and controlsin a highly automated trading environment for trading platforms, investmentfirms and competent authorities Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 48.99 KB
2011/SMSG/12 Position paper - ESMA's Consultation on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 59.19 KB
2011/SMSG/13 Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 88.23 KB
2011/SMSG/15 Summary of conclusions - SMSG meeting on 11 October 2011 Securities and Markets Stakeholder Group Reference DOWNLOAD 80.45 KB
2011/SMSG/18 Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 149.17 KB
2011/SMSG/3 Summary of conclusions - meeting of the SMSG on 21 July 2011 Securities and Markets Stakeholder Group Reference DOWNLOAD 59.38 KB
2012/SMSG/1 SMSG work programme for 2012 Securities and Markets Stakeholder Group Reference DOWNLOAD 58.17 KB
2012/SMSG/11 Advice on Guidelines on certain aspects of the MiFID suitability requirements Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 138.1 KB
2012/SMSG/12 Advice on Guidelines on certain aspects of the MiFID compliance function requirements Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 83.35 KB
2012/SMSG/20 SMSG meeting on 15-16 February 2012 Securities and Markets Stakeholder Group Reference DOWNLOAD 131.17 KB
2012/SMSG/25 Advice on the discussion paper on Proxy Advisors Securities and Markets Stakeholder Group Letter DOWNLOAD 236.57 KB
Related documents Discussion Paper - An Overview of the Proxy Advisory Industry. Considerations on Possible Policy Options
Summary
Translated versions
2012/SMSG/27b SMSG advice to ESMA on short selling Securities and Markets Stakeholder Group Letter DOWNLOAD 86.43 KB
2012/SMSG/29 SMSG Advice on ESMA’s public consultation on Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories Securities and Markets Stakeholder Group Letter DOWNLOAD 112.88 KB
2012/SMSG/30 ESMA’s Discussion paper on Key concepts of the AIFMD and types of AIFM – Opinion of the SMSG Securities and Markets Stakeholder Group Letter DOWNLOAD 59.17 KB
2012/SMSG/31 Summary of conclusions 26/04/12 Securities and Markets Stakeholder Group Reference DOWNLOAD 135.39 KB
2012/SMSG/44 Summary of conclusions SMSG meeting 28/06/12 Securities and Markets Stakeholder Group Reference DOWNLOAD 198.96 KB
2012/SMSG/53 SMSG Annual Activity Report 2011-2012 Securities and Markets Stakeholder Group Reference DOWNLOAD 334.64 KB
2012/SMSG/54 SMSG 2013 Work Programme Securities and Markets Stakeholder Group Reference DOWNLOAD 252.8 KB