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2011/BS/123 |
Decision of the Board of Supervisors - Appointment of the Securities and Markets Stakeholder Group |
Board of Supervisors, Securities and Markets Stakeholder Group |
Decision |
DOWNLOAD 171.3 KB |
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2011/339 |
Press release - ESMA Stakeholder Group elects Guillaume Prache as chair, Judith Hardt and Peter de Proft as vice-chairs |
Press Releases, Securities and Markets Stakeholder Group |
Press Release |
DOWNLOAD 29.29 KB |
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2011/SMSG/3 |
Summary of conclusions - meeting of the SMSG on 21 July 2011 |
Securities and Markets Stakeholder Group |
Reference |
DOWNLOAD 59.38 KB |
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2011/SMSG/11 |
Response to ESMA's Consultation paper on guidelines on systems and controlsin a highly automated trading environment for trading platforms, investmentfirms and competent authorities |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 48.99 KB |
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2011/SMSG/12 |
Position paper - ESMA's Consultation on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 59.19 KB |
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2011/SMSG/13 |
Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 88.23 KB |
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2011/SMSG/15 |
Summary of conclusions - SMSG meeting on 11 October 2011 |
Securities and Markets Stakeholder Group |
Reference |
DOWNLOAD 80.45 KB |
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2011/SMSG/18 |
Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 149.17 KB |
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2012/SMSG/1 |
SMSG work programme for 2012 |
Securities and Markets Stakeholder Group |
Reference |
DOWNLOAD 58.17 KB |
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2012/SMSG/6 |
Letter regarding deadlines for the submission of ESMA’s technical standards |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 82.35 KB |
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2012/SMSG/11 |
Advice on Guidelines on certain aspects of the MiFID suitability requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 138.1 KB |
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2012/SMSG/12 |
Advice on Guidelines on certain aspects of the MiFID compliance function requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 83.35 KB |
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2012/SMSG/25 |
Advice on the discussion paper on Proxy Advisors |
Securities and Markets Stakeholder Group |
Letter |
DOWNLOAD 236.57 KB |
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2012/SMSG/20 |
SMSG meeting on 15-16 February 2012 |
Securities and Markets Stakeholder Group |
Reference |
DOWNLOAD 131.17 KB |
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2012/SMSG/27b |
SMSG advice to ESMA on short selling |
Securities and Markets Stakeholder Group |
Letter |
DOWNLOAD 86.43 KB |
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2012/SMSG/30 |
ESMA’s Discussion paper on Key concepts of the AIFMD and types of AIFM – Opinion of the SMSG |
Securities and Markets Stakeholder Group |
Letter |
DOWNLOAD 59.17 KB |
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2012/SMSG/29 |
SMSG Advice on ESMA’s public consultation on Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories |
Securities and Markets Stakeholder Group |
Letter |
DOWNLOAD 112.88 KB |
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2012/SMSG/31 |
Summary of conclusions 26/04/12 |
Securities and Markets Stakeholder Group |
Reference |
DOWNLOAD 135.39 KB |
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2012/SMSG/58 |
SMSG Advice on EMIR Draft (Regulatory) Technical Standards |
Securities and Markets Stakeholder Group |
Letter |
DOWNLOAD 235.22 KB |
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2012/SMSG/60 |
SMSG advice on Guidelines on sound remuneration policies under the AIFMD |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 81.39 KB |
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