ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

377 documents
Date Reference Title Sort descending Sections Type Main document Info
2015/1131 ESMA Opinion on the renewal of emergency measure by the Greek HCMC under short selling regulation Short Selling, Market Integrity Opinion DOWNLOAD 110.11 KB
Related documents ESMA Opinion on emergency measure by the Greek HCMC under short selling regulation ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation
Summary
Translated versions
2015/1139 ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation Short Selling, Market Integrity Opinion DOWNLOAD 114.23 KB
Related documents ESMA Opinion on emergency measure by the Greek HCMC under short selling regulation ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation ESMA Opinion on the renewal of emergency measure by the Greek HCMC under short selling regulation
Summary
Translated versions
ESMA70-145-1398 IT_templates Market Integrity, Post Trading Reference DOWNLOAD 178.68 KB
ESMA70-145-1184 Report Application Accepted Market Practices Market Abuse, Market Integrity Report DOWNLOAD 1.68 MB
ESMA22-106-484 2018 SMSG application form Board of Supervisors, Securities and Markets Stakeholder Group Reference DOWNLOAD 39.24 KB
ESMA71-99-2040 ACER and ESMA enhance cooperation to strengthen oversight of energy and energy derivative markets Benchmarks, Market Abuse, Market Integrity, Trading, Post Trading, Press Releases Reference DOWNLOAD 203.77 KB
ESMA22-106-196 Advice in response to JC Discussion Paper on the Use of Big Data by Financial Institutions Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 144.22 KB
2013/SMSG/017 Advice on Consultation Paper – Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Un-ion and non-evasion of provisions of EMIR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 27.43 KB
2013/SMSG/018 Advice on Discussion Paper – The Clearing Obligation under EMIR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 46.94 KB
2011/SMSG/13 Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 88.23 KB
2011/SMSG/18 Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 149.17 KB
2012/SMSG/12 Advice on Guidelines on certain aspects of the MiFID compliance function requirements Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 83.35 KB
2012/SMSG/11 Advice on Guidelines on certain aspects of the MiFID suitability requirements Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 138.1 KB
2015/SMSG/026 Advice on Proxy advisors Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 206.54 KB
ESMA/2015/SMSG/031 Advice on sound remuneration under UCITS and AIFMD Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 123.3 KB
2012/SMSG/25 Advice on the discussion paper on Proxy Advisors Securities and Markets Stakeholder Group Letter DOWNLOAD 236.57 KB
Related documents Discussion Paper - An Overview of the Proxy Advisory Industry. Considerations on Possible Policy Options
Summary
Translated versions
ESMA22-106-4389 Advice on the SMSG’s role in the Breach of EU Law Procedure Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 191.55 KB
2013/SMSG/05 Agenda 18 April 2013 Securities and Markets Stakeholder Group DOWNLOAD 128.22 KB
2013/SMSG/01 Agenda 30-31 January 2013 Securities and Markets Stakeholder Group Reference DOWNLOAD 109.96 KB
ESMA 70-145-466 EC Annex to ESMA response to the EC consultation on supervisory reporting fitness check Market Integrity Statement DOWNLOAD 386.78 KB