ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

403 documents
Date Sort ascending Reference Title Sections Type Main document Info
SMSG 2020 SMSG application form 2020 Securities and Markets Stakeholder Group Reference DOWNLOAD 38.1 KB
ESMA22-106-2097 Call for expression of interest to the ESMA Securities and Markets Stakeholder Group (SMSG) Securities and Markets Stakeholder Group Reference DOWNLOAD 128.74 KB
ESMA32-67-642 Sustainable financial markets: translating changing risks and investor preferences into regulatory action - Speech by Steven Maijoor, European Financial Forum, Dublin Credit Rating Agencies, Speeches, Supervisory convergence Speech DOWNLOAD 156.74 KB
ESMA22-106-2077 SMSG Advice on Joint Consultation Paper on PRIIPs KID Joint Committee, Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 426.62 KB
ESMA32-334-150 Report On the use of Alternative Performance Measures and on the compliance with ESMA’s APM Guidelines Issuer disclosure, Supervisory convergence Report DOWNLOAD 800.36 KB
SMSG ESMA20-06-2053 Joint position paper from the ESA stakeholder groups on the ESA review Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 283.55 KB
ESMA71-99-1256 ESMA CRAs TRs thematic fees report Press Releases, Supervisory convergence, Trade Repositories Press Release DOWNLOAD 101.41 KB
Related documents CRAs and TRs Follow Up Fees Factsheet CRAs and TRs Follow Up Fees Factsheet
Summary
Translated versions
ESMA80-196-3218 Follow-up Report on fees charged by CRAs and TRs Credit Rating Agencies, Supervisory convergence, Trade Repositories Report DOWNLOAD 606.45 KB
ESMA71-100-1792 CRAs and TRs Follow Up Fees Factsheet Credit Rating Agencies, Supervisory convergence, Trade Repositories Reference DOWNLOAD 122.09 KB
Related documents Follow-up Report on fees charged by CRAs and TRs
Summary
Translated versions
ESMA22-106-2044 SMSG response to ESMA’s Consultation Paper on MAR review report Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 232.25 KB
ESMA71-99-1263 Press release: ESMA calls for strengthened supervision on suspicious transaction reporting Market Abuse, Supervisory convergence Press Release DOWNLOAD 100.61 KB
ESMA42-111-4916 STOR Peer Review Report Market Abuse, Supervisory convergence Final Report DOWNLOAD 1.17 MB
ESMA70-151-2820 Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR   Post Trading, Supervisory convergence Report DOWNLOAD 819.71 KB
ESMA22-106-2008 SMSG advice on UCITS performance fees Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 154.89 KB
ESMA22-106-2007 SMSG advice on product intervention Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 278.26 KB
ESMA22106-2002 SMSG advice on ESMA’s CP on the MiFID II compliance function Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 212.25 KB
ESMA22-106-1990 SMSG Opinion on ESMA's Report on performance and cost of retail investment products Securities and Markets Stakeholder Group Opinion DOWNLOAD 148.41 KB
ESMA22-106-1991 SMSG Advice on ESMA's Consultation on Prospectus disclosure requirements Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 132.03 KB
ESMA42-111-4895 EMIR data quality peer review Post Trading, Supervisory convergence Report DOWNLOAD 862.01 KB
ESMA71-319-144 Building the EU Capital Markets Union while fostering global financial markets - EU-Asia Financial Dialogue/ASIFMA Conference International cooperation, Speeches, Supervisory convergence, Sustainable finance Speech DOWNLOAD 135.51 KB