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2011/BS/123 |
Decision of the Board of Supervisors - Appointment of the Securities and Markets Stakeholder Group |
Board of Supervisors, Securities and Markets Stakeholder Group |
Decision |
DOWNLOAD 171.3 KB |
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2011/266 |
Public statement - harmonised regulatory action on short-selling in the EU |
Short Selling, Press Releases |
Statement |
DOWNLOAD 97.39 KB |
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2011/339 |
Press release - ESMA Stakeholder Group elects Guillaume Prache as chair, Judith Hardt and Peter de Proft as vice-chairs |
Press Releases, Securities and Markets Stakeholder Group |
Press Release |
DOWNLOAD 29.29 KB |
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2011/SMSG/3 |
Summary of conclusions - meeting of the SMSG on 21 July 2011 |
Securities and Markets Stakeholder Group |
Reference |
DOWNLOAD 59.38 KB |
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2011/SMSG/11 |
Response to ESMA's Consultation paper on guidelines on systems and controlsin a highly automated trading environment for trading platforms, investmentfirms and competent authorities |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 48.99 KB |
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2011/SMSG/12 |
Position paper - ESMA's Consultation on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 59.19 KB |
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2011/SMSG/13 |
Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 88.23 KB |
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2011/SMSG/15 |
Summary of conclusions - SMSG meeting on 11 October 2011 |
Securities and Markets Stakeholder Group |
Reference |
DOWNLOAD 80.45 KB |
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2011/SMSG/18 |
Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 149.17 KB |
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2012/30 |
Draft technical standards on the Regulation (EU) xxxx/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps |
Short Selling |
Consultation Paper |
DOWNLOAD 245.84 KB |
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2012/SMSG/1 |
SMSG work programme for 2012 |
Securities and Markets Stakeholder Group |
Reference |
DOWNLOAD 58.17 KB |
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2012/SMSG/6 |
Letter regarding deadlines for the submission of ESMA’s technical standards |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 82.35 KB |
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2012/98 |
ESMA's draft technical advice on possible Delegated Acts concerning the regulation on short selling and certain aspects of credit default swaps ((EC) No XX/2012) |
Short Selling |
Consultation Paper |
DOWNLOAD 429.17 KB |
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2012/SMSG/11 |
Advice on Guidelines on certain aspects of the MiFID suitability requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 138.1 KB |
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2012/SMSG/12 |
Advice on Guidelines on certain aspects of the MiFID compliance function requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 83.35 KB |
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2012/228 |
Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps |
Short Selling |
Technical Standards |
DOWNLOAD 1.02 MB |
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2012/236 |
ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS |
Short Selling, Market Integrity |
Technical Advice |
DOWNLOAD 509.39 KB |
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2012/SMSG/25 |
Advice on the discussion paper on Proxy Advisors |
Securities and Markets Stakeholder Group |
Letter |
DOWNLOAD 236.57 KB |
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2012/SMSG/20 |
SMSG meeting on 15-16 February 2012 |
Securities and Markets Stakeholder Group |
Reference |
DOWNLOAD 131.17 KB |
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2012/SMSG/27b |
SMSG advice to ESMA on short selling |
Securities and Markets Stakeholder Group |
Letter |
DOWNLOAD 86.43 KB |
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