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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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355 documents
Date Reference Title Sections Type Main document Info
02-089b CESR’s Advice on possible Level 2 Implementing Measures for the proposed Market Abuse Directive Market Abuse Consultation Paper DOWNLOAD 213.95 KB
04-505 Consultation paper - Facilitating the implementation of the Market Abuse Directive Market Abuse Consultation Paper DOWNLOAD 284.76 KB
04-505b Market Abuse Directive - Level 3 – first set of CESR guidance and information on the common operation of the Directive Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 119.41 KB
05-274 Feedback Statement - Market Abuse Directive, Level 3 – first set of guidance and information on the common operation of the Directive Market Abuse Final Report DOWNLOAD 79.76 KB
05-331 Press release - Facilitating the implementation of the Market Abuse Directive Market Abuse, Press Releases Press Release DOWNLOAD 72.91 KB
06-562 Consultation paper - Market Abuse Directive, Level 3 – second set of CESR guidance and information on the common operation of the Directive to the market Market Abuse Consultation Paper DOWNLOAD 110.17 KB
07-693 Report on Administrative Measures and Sanctions available in Member States under the Market Abuse Directive (MAD) Market Abuse Final Report DOWNLOAD 3.44 MB
07-762 Press release - CESR identifies the Administrative Measures and Sanctions as well as the Criminal Sanctions available in Member States under the Market Abuse Directive (MAD) Market Abuse, Press Releases Press Release DOWNLOAD 82.23 KB
08-099 CESR Executive summary to the report on administrative measures and sanctions as well as the criminal sanctions available in Member States under the Market Abuse Directive Market Abuse Final Report DOWNLOAD 874.1 KB
08-274 Consultation paper - Market Abuse Directive Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market Market Abuse Consultation Paper DOWNLOAD 101.96 KB
08-717 Consultation paper - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market Market Abuse Consultation Paper DOWNLOAD 88.1 KB
09-219 Guidelines - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market Guidelines and Technical standards, Market Abuse Guidelines & Recommendations DOWNLOAD 281.09 KB
09-220 Feedback statement - MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market Market Abuse CESR Document DOWNLOAD 238.16 KB
2011/339 Press release - ESMA Stakeholder Group elects Guillaume Prache as chair, Judith Hardt and Peter de Proft as vice-chairs Press Releases, Securities and Markets Stakeholder Group Press Release DOWNLOAD 29.29 KB
2011/BS/123 Decision of the Board of Supervisors - Appointment of the Securities and Markets Stakeholder Group Board of Supervisors, Securities and Markets Stakeholder Group Decision DOWNLOAD 171.3 KB
2011/SMSG/11 Response to ESMA's Consultation paper on guidelines on systems and controlsin a highly automated trading environment for trading platforms, investmentfirms and competent authorities Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 48.99 KB
2011/SMSG/12 Position paper - ESMA's Consultation on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 59.19 KB
2011/SMSG/13 Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 88.23 KB
2011/SMSG/15 Summary of conclusions - SMSG meeting on 11 October 2011 Securities and Markets Stakeholder Group Reference DOWNLOAD 80.45 KB
2011/SMSG/18 Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 149.17 KB