|
|
ESMA70-154-2780 |
ESMA’s Statement on Investment Recommendations on Social Media |
Market Integrity, Investor protection |
Statement |
DOWNLOAD 106.19 KB |
|
|
|
ESMA32-67-791 |
Letter to IFRS IC on classification of SPAC shares as equity or liability (IAS 32) |
Audit, Financial reporting, Investor protection, Prospectus |
Letter |
DOWNLOAD 223.92 KB |
|
|
|
ESMA22-106-3638 |
SMSG Advice on remuneration guidelines |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 118.54 KB |
|
|
|
ESMA35-43-1957 |
Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 163.99 KB |
|
|
|
ESMA35-43-2827 |
Call for evidence on retail investor protection aspects |
Investor protection |
Consultation Paper |
DOWNLOAD 357.05 KB |
|
|
|
ESMA35-43-2836 response form |
Response form for the Consultation Paper on Review of the MiFID II framework on best execution reports |
Investor protection |
Reference |
DOWNLOAD 771.39 KB |
|
|
|
ESMA22-106-3523 |
SMSG Advice on ESMA 2022 annual Work Programme |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 143.94 KB |
|
|
|
ESMA35-43-2836 |
Consultation on Review of the MiFID II framework on best execution reports |
Investor protection |
Consultation Paper |
DOWNLOAD 452.96 KB |
|
|
|
ESMA34-38 |
Keynote speech Natasha Cazenave - Salone del Risparmio, 17 September 2021 |
Fund Management, Investor protection, Speeches |
Speech |
DOWNLOAD 176.16 KB |
|
|
|
ESACD 2021 |
Programme for the joint ESA Consumer Day 2021 |
Digital Finance and Innovation, Joint Committee, Investor protection |
Reference |
DOWNLOAD 159.66 KB |
|
|
|
ESMA22-106-3504 |
SMSG response to EC consultation on the EU strategy for retail investors |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 574.91 KB |
|
|
|
ESMA22-106-3473 |
SMSG advice to ESMA on Digital Finance |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 192.4 KB |
|
|
|
CFA IPI 27/07/2021 |
Call for advice to the European Securities and Markets Authority (ESMA) regarding certain aspects relating to retail investor protection |
Investor protection |
Reference |
DOWNLOAD 178.79 KB |
|
|
|
ESMA35-43-2748 |
Public statement - Results of the 2020 Common Supervisory Action (CSA) on MiFID II suitability requirements |
Investor protection |
Statement |
DOWNLOAD 161.08 KB |
|
|
|
ESMA35-43-2751 |
Sanctions and measures imposed under MiFID II in 2020 |
Investor protection |
Report |
DOWNLOAD 383.39 KB |
|
|
|
ESMA35-36-2324 |
CP on Guidelines on certain aspects of the MiFID II remuneration requirements |
Investor protection |
Consultation Paper |
DOWNLOAD 624.54 KB |
|
|
|
ESMA71-99-1709 |
Press Release - ESMA SPACs statement |
Investor protection, Press Releases, Prospectus |
Press Release |
DOWNLOAD 91.75 KB |
|
|
|
ESMA32-384-5209 |
ESMA Public Statement SPACs |
Investor protection, Prospectus |
Statement |
DOWNLOAD 151.59 KB |
|
|
|
ESMA35-43-2749 |
ESMA Public Statement PFOF and zero-commission brokers |
Investor protection |
Statement |
DOWNLOAD 130.24 KB |
|
|
|
ESMA35-42-1186 |
Letter to Commissioner McGuinness - European Crowdfunding Service Providers for Business |
Investor protection |
Letter |
DOWNLOAD 253.15 KB |
|
