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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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689 documents
Date Reference Title Sections Type Main document Info
ESMA50-164-2969 Alternative Investment Funds (AIFs) exposures to commercial real estate - 2018 Fund Management, Risk monitoring Reference DOWNLOAD 146.79 KB
2016/602 Compliance table - Guidelines on ETFs and other UCITS issues Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 139.61 KB
2014/937 sl Smernice o ETF in drugih vprašanjih v zvezi z UCITS skladi Guidelines and Technical standards, Fund Management Guidelines & Recommendations DOWNLOAD 355.21 KB
2013/599 2013 Consultation paper on AIFMD reporting - XSD schema and samples Fund Management Consultation Paper DOWNLOAD 29.41 KB
2016/1669 2016-1669 Q&A on AIFMD Fund Management Q&A DOWNLOAD 436.68 KB
ESMA22-106-484 2018 SMSG application form Board of Supervisors, Securities and Markets Stakeholder Group Reference DOWNLOAD 39.24 KB
2013/998 ES 28.11.13 | ESMA/2013/998 Directrices sobre el modelo de memorando de acuerdo relativo a la consulta, la cooperación y el intercambio de información en lo que respecta a la supervisión de las entidades de la DGFIA Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 244.6 KB
2013/998 RO 28.11.13 | ESMA/2013/998 Orientări referitoare la modelul de memorandum de înţelegere privind consultarea, cooperarea şi schimbul de informaţii în legătură cu supravegherea entităţilor prevăzute de DAFIA Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 263.01 KB
2013/998 SK 28.11.13 | ESMA/2013/998 Usmernenia o vzorovom memorande o porozumení o konzultáciách, spolupráci a výmene informácií v súvislosti s dohľadom nad subjektmi, na ktoré sa vzťahuje smernica o správcoch alternatívnych investičných fondov Fund Management, Guidelines and Technical standards Guidelines & Recommendations DOWNLOAD 269.81 KB
ESMA34-45-896 Actions to mitigate the impact of COVID-19 on the deadlines for the publication of periodic reports by fund managers COVID-19, Fund Management Statement DOWNLOAD 113.03 KB
ESMA22-106-196 Advice in response to JC Discussion Paper on the Use of Big Data by Financial Institutions Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 144.22 KB
ESMA50-43599798-9491 Advice on a proposed measure by the Central Bank of Ireland under Article 25 of Directive 2011/61/EU Fund Management Technical Advice DOWNLOAD 301.99 KB
Related documents Advice on a proposed measure by the Commission du Surveillance du Secteur Financier under Article 25 of Directive 2011/61/EU
Summary
Translated versions
ESMA50-43599798-9492 Advice on a proposed measure by the Commission du Surveillance du Secteur Financier under Article 25 of Directive 2011/61/EU Fund Management Technical Advice DOWNLOAD 327.89 KB
Related documents Advice on a proposed measure by the Central Bank of Ireland under Article 25 of Directive 2011/61/EU
Summary
Translated versions
2013/SMSG/017 Advice on Consultation Paper – Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Un-ion and non-evasion of provisions of EMIR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 27.43 KB
2013/SMSG/018 Advice on Discussion Paper – The Clearing Obligation under EMIR Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 46.94 KB
2011/SMSG/13 Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 88.23 KB
2011/SMSG/18 Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 149.17 KB
2012/SMSG/12 Advice on Guidelines on certain aspects of the MiFID compliance function requirements Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 83.35 KB
2012/SMSG/11 Advice on Guidelines on certain aspects of the MiFID suitability requirements Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 138.1 KB
2015/SMSG/026 Advice on Proxy advisors Securities and Markets Stakeholder Group SMSG Advice DOWNLOAD 206.54 KB