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ESMA70-155-10864 |
Annex to Position Limits Opinion |
Trading |
Reference |
DOWNLOAD 6.27 KB |
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2015/1909 |
Guidelines on Transaction Reporting Reference Data Order Record Keeping and Clock Synchronisation |
Trading |
Consultation Paper |
DOWNLOAD 3.46 MB |
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ESMA70-156-4225 |
MiFID II final report on functioning of OTF |
Trading |
Final Report |
DOWNLOAD 548.44 KB |
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2015/1469 |
2015-1469 - Investment Firms briefing |
Trading, Press Releases |
Reference |
DOWNLOAD 314.38 KB |
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2015/1470 |
2015-1470 - Non-financials briefing |
Trading, Press Releases |
Reference |
DOWNLOAD 307.12 KB |
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2015-ESMA-1464 Annex I |
2015-ESMA-1464 Annex I - draft RTS and ITS on MiFID II and MiFIR |
Trading |
Technical Standards |
DOWNLOAD 2.85 MB |
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2016/272AF |
2016_mdsc_cwg_application_form |
Trading |
Reference |
DOWNLOAD 40.48 KB |
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2016/1673 |
2016-1673 Q&A on MiFID II commodity derivatives topics |
Trading |
Q&A |
DOWNLOAD 338.93 KB |
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ESMA22-106-484 |
2018 SMSG application form |
Board of Supervisors, Securities and Markets Stakeholder Group |
Reference |
DOWNLOAD 39.24 KB |
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ESMA71-99-2040 |
ACER and ESMA enhance cooperation to strengthen oversight of energy and energy derivative markets |
Benchmarks, Market Abuse, Market Integrity, Trading, Post Trading, Press Releases |
Reference |
DOWNLOAD 203.77 KB |
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2015/319 |
Addendum Consultation Paper - MiFID II/MiFIR |
Trading |
Consultation Paper |
DOWNLOAD 2.78 MB |
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ESMA22-106-196 |
Advice in response to JC Discussion Paper on the Use of Big Data by Financial Institutions |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 144.22 KB |
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2013/SMSG/017 |
Advice on Consultation Paper – Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Un-ion and non-evasion of provisions of EMIR |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 27.43 KB |
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2013/SMSG/018 |
Advice on Discussion Paper – The Clearing Obligation under EMIR |
Securities and Markets Stakeholder Group |
SMSG Advice |
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2011/SMSG/13 |
Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 88.23 KB |
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2011/SMSG/18 |
Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 149.17 KB |
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2012/SMSG/12 |
Advice on Guidelines on certain aspects of the MiFID compliance function requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
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2012/SMSG/11 |
Advice on Guidelines on certain aspects of the MiFID suitability requirements |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 138.1 KB |
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2015/SMSG/026 |
Advice on Proxy advisors |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 206.54 KB |
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ESMA/2015/SMSG/031 |
Advice on sound remuneration under UCITS and AIFMD |
Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 123.3 KB |
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