ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

409 documents
Date Sort descending Reference Title Sections Type Main document Info
JC/CP/2012/01 Responses Responses to the Joint CP on Financial Conglomerates Joint Committee Consultation Paper DOWNLOAD 183.7 KB
JC/2012/88 EBA, EIOPA and ESMA’s Response to the European Commission’s Call for Advice on the Fundamental Review of the Financial Conglomerates Directive Joint Committee Reference DOWNLOAD 590.58 KB
JC/CP/2012/02 Responses Responses to the second Joint CP on Financial Conglomerates Joint Committee Consultation Paper DOWNLOAD 4.54 MB
JC/2012/86 ESA report on the application of AML/CTF obligations to, and the AML/CTF supervision of e-money issuers, agents and distributors in Europe. Joint Committee Final Report DOWNLOAD 476.42 KB
JC/2013/02 Joint Committee of the ESAs’ 2013 Work Programme Joint Committee Reference DOWNLOAD 78.96 KB
ESA/2013/007 Possible Framework for the Regulation of the Production and Use of Indices Serving as Benchmarks in Financial and other Contracts Risk monitoring, Joint Committee Letter DOWNLOAD 91.91 KB
JC 2013-010 Joint Committee report on risks and vulnerabilities in the EU financial system, March 2013 Joint Committee Final Report DOWNLOAD 694.8 KB
2013-04-12 JC Report on Risks and Vulnerabilities in the European Union’s (EU) Financial System Joint Committee Press Release DOWNLOAD 195.24 KB
BoA 2013-008 Board of Appeal Decision Joint Committee, Board of Appeal Decision DOWNLOAD 242.72 KB
JC 2013/01 Final Draft Regulatory Technical Standards Joint Committee Technical Standards DOWNLOAD 1.17 MB
JC 2013/02 Joint Committee Draft Regulatory Technical Standards Joint Committee Press Release DOWNLOAD 64.35 KB
JC 2013/050 Joint Committee report on risks and vulnerabilities in the EU financial system, August 2013 Joint Committee Final Report DOWNLOAD 793.91 KB
2013-09-03 Joint Committee Report on Risks and Vulnerabilities Joint Committee Press Release DOWNLOAD 179.21 KB
JC/2013/051 Joint Committee of the ESAs’ 2014 Work Programme Joint Committee Reference DOWNLOAD 90.99 KB
JC 2013/055 Identification of Financial Conglomerates Joint Committee Final Report DOWNLOAD 268.59 KB
JC 2013/056 Explanation of Changes in Compilation of Data Joint Committee Final Report DOWNLOAD 93.28 KB
JC-CP-2013-03 Draft guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors Joint Committee Consultation Paper DOWNLOAD 192.58 KB
JC CP 2013 02 Joint Consultation Paper On Mechanistic references to credit ratings in the ESAs’ guidelines and recommendations Joint Committee Consultation Paper DOWNLOAD 347.81 KB
JC-2013-72 Preliminary report on anti-money laundering and counter financing of terrorism Risk Based Supervision Joint Committee Final Report DOWNLOAD 636.21 KB
2013/1561 Review of the European System on Financial Supervision (ESFS) Joint Committee Letter DOWNLOAD 141.48 KB