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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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553 documents
Date Reference Title Sections Type Main document Info
ESMA81-393-98 Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing Benchmarks, Supervisory convergence Report DOWNLOAD 200.21 KB
10-1541 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis Joint Committee, Audit Letter DOWNLOAD 144.8 KB
10-1541 Annex 1 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CESR annex Joint Committee, Audit Letter DOWNLOAD 159.33 KB
10-1541 Annex 2 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CEBS annex Joint Committee, Audit Letter DOWNLOAD 120.57 KB
10-1541 Annex 3 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis - CEIOPS annex Joint Committee, Audit Letter DOWNLOAD 87.69 KB
2011/194 Report - Mapping of the Transparency Directive Supervisory convergence Final Report DOWNLOAD 1.15 MB
2011/195 Press release - ESMA investigates how Member States have implemented the Transparency Directive Press Releases, Supervisory convergence Press Release DOWNLOAD 61.34 KB
2011/26 Summary Report on the mapping of contingency measures Supervisory convergence Final Report DOWNLOAD 93.63 KB
2011/27 Press release - ESMA finds diversity across Europe in regulators’ contingency measures for financial crisis situations Press Releases, Supervisory convergence Press Release DOWNLOAD 31.5 KB
2011/BS/229 Decision of the European Securities and Markets Authority establishing its Review Panel Board of Supervisors, About ESMA, Supervisory convergence Decision DOWNLOAD 35.86 KB
2012/270 Actual use of sanctioning powers under MAD Supervisory convergence Final Report DOWNLOAD 1.55 MB
2012/272 ESMA identifies divergence in Member States’ use of sanctions under the Market Abuse Directive Press Releases, Supervisory convergence Press Release DOWNLOAD 199.56 KB
2012/300 Prospectus Directive – Good Practices in the approval process Supervisory convergence Final Report DOWNLOAD 467.38 KB
2012/330 ESMA finds high level of consistency in EU national regulators’ practices for the approval of investment prospectuses Press Releases, Supervisory convergence Press Release DOWNLOAD 177.71 KB
2013-04-12 JC Report on Risks and Vulnerabilities in the European Union’s (EU) Financial System Joint Committee Press Release DOWNLOAD 195.24 KB
2013-09-03 Joint Committee Report on Risks and Vulnerabilities Joint Committee Press Release DOWNLOAD 179.21 KB
2013/1561 Review of the European System on Financial Supervision (ESFS) Joint Committee Letter DOWNLOAD 141.48 KB
2013/1709 Review Panel Methodology Supervisory convergence Reference DOWNLOAD 98.29 KB
2013/805 Supervisory Practices under MAD - Peer review report and Good Practices Market Abuse, Supervisory convergence Final Report DOWNLOAD 1.17 MB
2013/806 Supervisory Practices under MAD - Mapping Report Market Abuse, Supervisory convergence Final Report DOWNLOAD 315.44 KB