07/05/2024
Market makers - XLS
Market makers and authorised primary dealers who are using the exemption under the SSR - XLS Short Selling
Reference
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07/05/2024
Market makers - pdf
Market makers and authorised primary dealers who are using the exemption under the SSR - PDF Short Selling
Reference
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03/05/2024
Net short thresholds
Net short position notification thresholds for sovereign issuers Short Selling
Reference
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30/04/2024
ESMA22-1669215091-5582
Summary of conclusions Board of Supervisors - 20 March 2024 Board of Supervisors
Summary of Conclusions
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29/04/2024
ESMA22-1669215091-5593
Summary of conclusions TRACE DBP - 20 March 2024 Board of Supervisors
Summary of Conclusions
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22/03/2024
ESMA43-1868696574-751
ESMA fines Scope EUR 2,197,500 for breaches of conflict of interest obligations - Press Release Board of Supervisors, Credit Rating Agencies, Press Releases
Press Release
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22/03/2024
ESMA43-1868696574-770
Decision to impose fines in respect of infringements committed by Scope Ratings GmbH Board of Supervisors, Credit Rating Agencies
Decision
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22/03/2024
ESMA43-1868696574-745
Public Notice on the decision to impose fines in respect of infringements committed by Scope Ratings GmbH Board of Supervisors, Credit Rating Agencies
Decision
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05/03/2024
ESMA22-1669215091-5549
Summary of conclusions Board of Supervisors - 24 and 25 January 2024 Board of Supervisors
Summary of Conclusions
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24/01/2024
ESMA22-1669215091-5526
Summary of conclusions TRACE DBP - 13 December 2023 Board of Supervisors
Summary of Conclusions
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24/01/2024
ESMA22-1669215091-5525
Summary of conclusions Board of Supervisors - 13 December 2023 Board of Supervisors
Summary of Conclusions
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11/01/2024
ESMA50-524821-3002
Working Paper on Market impacts of the 2020 short selling bans Risk monitoring, Short Selling
Report
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13/12/2023
ESMA24-450544452-1886
Terms of Reference - Task Force on the Effectiveness of EU Capital Markets Board of Supervisors
Reference
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14/11/2023
ESMA22-1669215091-5478
Summary of conclusions TRACE DBP - 4 October 2023 Board of Supervisors
Summary of Conclusions
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14/11/2023
ESMA22-1669215091-5476
Summary of conclusions Board of Supervisors - 3-4 October 2023 Board of Supervisors
Summary of Conclusions
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13/11/2023
ESMA50-164-770
Links to national websites where net short positions in shares are disclosed Short Selling
Reference
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08/11/2023
ESMA22-1669215091-5394
Summary of conclusions joint Board of Supervisors and Securities and Markets Stakeholder Group meeting - 5 July 2023 Board of Supervisors, Securities and Markets Stakeholder Group
Summary of Conclusions
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23/10/2023
ESMA24-450544452-1848
Annex to the Opening Statement - 2023 ECON Annual Hearing, 23 October 2023 About ESMA, Benchmarks, Board of Supervisors, CCP, Credit Rating Agencies, Digital Finance and Innovation, International cooperation, Investor protection, Issuer disclosure, Market data, Market Integrity, Securitisation, Speeches, Supervisory convergence, Sustainable finance, Trading
Reference
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23/10/2023
ESMA24-450544452-1852
Verena Ross Opening Statement - 2023 ECON Annual Hearing, 23 October 2023 About ESMA, Board of Supervisors, Digital Finance and Innovation, Investor protection, Market data, Risk monitoring, Speeches, Supervisory convergence, Sustainable finance
Speech
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01/09/2023
ESMA22-1669215091-5304
Summary of conclusions TRACE DBP - 17 May 2023 Board of Supervisors
Summary of Conclusions
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