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ESMA35-43-1410 |
Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting |
Investor protection |
Reference |
DOWNLOAD 456.1 KB |
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ESMA22-1669215091-5582 |
Summary of conclusions Board of Supervisors - 20 March 2024 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 402.95 KB |
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ESMA22-1669215091-5593 |
Summary of conclusions TRACE DBP - 20 March 2024 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 169.1 KB |
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ESMA50-524821-3157 |
TRV Article - Social media sentiment: Influence on EU equity prices |
Investor protection, Risk monitoring |
Report |
DOWNLOAD 486.29 KB |
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ESMA35-335435667-5923 |
List of EU Member States using the temporary exemption from the payment for order flow (PFOF) prohibition under the MiFIR review |
Investor protection |
Reference |
DOWNLOAD 51.62 KB |
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ESMA84-858037815-66 |
Consultation on European Green Bond Regulation - Reply form |
Investor protection, Supervisory convergence, Sustainable finance |
Reference |
DOWNLOAD 732.06 KB |
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ESMA84-2037069784-2116 |
Consultation Paper on European Green Bond Regulation |
Investor protection, Supervisory convergence, Sustainable finance |
Consultation Paper |
DOWNLOAD 912.31 KB |
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ESMA43-1868696574-751 |
ESMA fines Scope EUR 2,197,500 for breaches of conflict of interest obligations - Press Release |
Board of Supervisors, Credit Rating Agencies, Press Releases |
Press Release |
DOWNLOAD 204.81 KB |
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ESMA43-1868696574-770 |
Decision to impose fines in respect of infringements committed by Scope Ratings GmbH |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 591.09 KB |
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ESMA43-1868696574-745 |
Public Notice on the decision to impose fines in respect of infringements committed by Scope Ratings GmbH |
Board of Supervisors, Credit Rating Agencies |
Decision |
DOWNLOAD 135.04 KB |
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ESMA24-229244789-4704 |
SMSG Advice on the Discussion Paper on Digitalisation and Retail Investors Protection |
Digital Finance and Innovation, Investor protection, Securities and Markets Stakeholder Group |
SMSG Advice |
DOWNLOAD 113.45 KB |
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ESMA35-335435667-4315 |
Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 174.96 KB |
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ESMA22-1669215091-5549 |
Summary of conclusions Board of Supervisors - 24 and 25 January 2024 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 417.05 KB |
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ESMA34-1273004364-786 |
Call for expression of interest: Consultative Working Group for Investment Management Standing Committee |
Fund Management, Investor protection |
Reference |
DOWNLOAD 191.79 KB |
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ESMA35-335435667-5871 |
Statement on the deprioritisation of supervisory actions on the obligation to publish RTS 28 reports in light of the agreement on the MiFID II/MiFIR review |
Investor protection |
Statement |
DOWNLOAD 108.77 KB |
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ESMA74-1103241886-912 |
Warning on posting Investment Recommendation on social media |
Investor protection, Market Abuse, Warnings and publications for investors |
Investor Warning |
DOWNLOAD 1.03 MB |
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ESMA35-42-1305 |
ESCPR - Miscellaneous reporting to ESMA |
Investor protection |
Reference |
DOWNLOAD 647.51 KB |
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ESMA22-1669215091-5526 |
Summary of conclusions TRACE DBP - 13 December 2023 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 254.12 KB |
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ESMA22-1669215091-5525 |
Summary of conclusions Board of Supervisors - 13 December 2023 |
Board of Supervisors |
Summary of Conclusions |
DOWNLOAD 719.62 KB |
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ESMA35-43-349 |
Q&As on MiFID II and MiFIR investor protection topics |
Investor protection, Supervisory convergence |
Q&A |
DOWNLOAD 1.18 MB |
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