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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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734 documents
Date Reference Title Sections Type Main document Info
2011/456 Final report - Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Trading Guidelines & Recommendations DOWNLOAD 407 KB
Related documents Guidelines - Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities
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Translated versions
2011/BS/229 Decision of the European Securities and Markets Authority establishing its Review Panel Board of Supervisors, About ESMA, Supervisory convergence Decision DOWNLOAD 35.86 KB
2011/431 Global regulators discuss OTC derivatives regulation Press Releases, Trading Press Release DOWNLOAD 18.94 KB
2011/BS/209 Summary of conclusions - Board of Supervisors meeting on 20 September 2011 Board of Supervisors Reference DOWNLOAD 119.95 KB
2011/BS/180 Summary of conclusions - Board of Supervisors conference calls on 25 and 28 July 2011 Board of Supervisors Reference DOWNLOAD 98.62 KB
2011/BS/179 Summary of conclusions - Board of Supervisors meeting on 11-12 July 2011 Board of Supervisors Reference DOWNLOAD 55.2 KB
2011/BS/141 Summary of conclusions - Board of Supervisors meeting of 12 April 2011 Board of Supervisors Reference DOWNLOAD 139.03 KB
2011/BS/142 Summary of conclusions - Board of Supervisors meeting of 25 May 2011 Board of Supervisors Reference DOWNLOAD 117.04 KB
2011/224 Consultation paper - Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities Trading Consultation Paper DOWNLOAD 623.6 KB
2011/223 Press release - ESMA consults on systems and controls for highly automated trading Press Releases, Trading Press Release DOWNLOAD 57.39 KB
2011/BS/123 Decision of the Board of Supervisors - Appointment of the Securities and Markets Stakeholder Group Board of Supervisors, Securities and Markets Stakeholder Group Decision DOWNLOAD 171.3 KB
2011/16 Letter to the SEC - Rulemakings on Registration of non-resident Swap Data Repositories Trading Letter DOWNLOAD 30.66 KB
2011/4 Letter to the CFTC - Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade Trading Letter DOWNLOAD 34.38 KB
00-064c The regulation of Alternative Trading Systems in Europe. A paper for the EU Commission Trading Final Report DOWNLOAD 84.28 KB