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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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64 documents
Date Reference Title Sections Type Main document Info
2016/234 ESMA’s supervision of credit rating agencies and trade repositories - 2015 annual report and 2016 work plan. Credit Rating Agencies, Trade Repositories Report DOWNLOAD 2.08 MB
2016/247 ESMA to focus on governance, strategy, data and fees in 2016 supervision Credit Rating Agencies, Press Releases, Trade Repositories Press Release DOWNLOAD 160.03 KB
Related documents ESMA’s supervision of credit rating agencies and trade repositories - 2015 annual report and 2016 work plan.
Summary
Translated versions
2016/408 Decision to adopt a supervisory measure taking the form of a public notice and to impose a fine in accordance with Statement of Findings in accordance with Articles 64(5), 65, 67 and 73 of Regulation (EC) No 648/2012 EMIR Trade Repositories Decision DOWNLOAD 62.47 KB
2016/468 ESMA fines DTCC Derivatives Repository Limited €64,000 for data access failures Press Releases, Trade Repositories Press Release DOWNLOAD 166.05 KB
ESMA71-844457584-339 Press Release ESMA Supervision 2016 annual report and 2017 work programme Credit Rating Agencies, Trade Repositories Press Release DOWNLOAD 142.26 KB
ESMA80-1467488426-27 Supervision Annual Report 2016 and Work Programme 2017 Credit Rating Agencies, Trade Repositories Report DOWNLOAD 2.58 MB
ESMA71-99-470 ESMA registers Bloomberg Trade Repository Limited as a trade repository Press Releases, Trade Repositories Statement DOWNLOAD 141.48 KB
ESMA50-165-421 EU derivatives markets ─ a first-time overview Trading, Post Trading, Risk monitoring, Trade Repositories Reference DOWNLOAD 477.35 KB
ESMA80-196-954 Thematic Report - On fees charged by Credit Rating Agencies and Trade Repositories Credit Rating Agencies, Trade Repositories Report DOWNLOAD 1.14 MB
Related documents Factsheet on Trade Repositories Fees Factsheet on Credit Rating Agencies Fees
Summary
Translated versions
ESMA71-99-923 Factsheet on Trade Repositories Fees Trade Repositories Reference DOWNLOAD 129.16 KB
ESMA71-99-919 PR on CRA/TR Fees Thematic Report Trade Repositories Press Release DOWNLOAD 192.95 KB
Related documents Thematic Report - On fees charged by Credit Rating Agencies and Trade Repositories Factsheet on Trade Repositories Fees Factsheet on Credit Rating Agencies Fees
Summary
Translated versions
ESMA80-187-149 Public statement - Contingency plans of Credit Rating Agencies and Trade Repositories in the context of the United Kingdom withdrawing from the European Union Brexit, Credit Rating Agencies, Trade Repositories Statement DOWNLOAD 137.78 KB
ESMA71-99-1096 ESMA and EU securities regulators MoUs with FCA Board of Supervisors, Brexit, Credit Rating Agencies, Fund Management, Press Releases, Trade Repositories Press Release DOWNLOAD 80.5 KB
ESMA90-1-83 Brexit Update March 2019 Brexit, Credit Rating Agencies, Trading, Market data, Post Trading, Trade Repositories Statement DOWNLOAD 121.13 KB
ESMA80-196-2575 Guidance on EMIR and SFT TR registration Trade Repositories Reference DOWNLOAD 143.78 KB
esma41-356-34 Enforcement decision Regis-TR Trade Repositories Reference DOWNLOAD 377.19 KB
ESMA71-99-1181 Press release: ESMA fines Regis-TR S.A. €56,000 for data access failures Press Releases, Trade Repositories Press Release DOWNLOAD 115.68 KB
ESMA41-356-39 Public notice Regis-TR Trade Repositories Reference DOWNLOAD 142.96 KB
ESMA71-100-1792 CRAs and TRs Follow Up Fees Factsheet Credit Rating Agencies, Supervisory convergence, Trade Repositories Reference DOWNLOAD 122.09 KB
Related documents Follow-up Report on fees charged by CRAs and TRs
Summary
Translated versions
ESMA80-196-3218 Follow-up Report on fees charged by CRAs and TRs Credit Rating Agencies, Supervisory convergence, Trade Repositories Report DOWNLOAD 606.45 KB