ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

64 documents
Date Reference Sort descending Title Sections Type Main document Info
ESMA80-1467488426-27 Supervision Annual Report 2016 and Work Programme 2017 Credit Rating Agencies, Trade Repositories Report DOWNLOAD 2.58 MB
2016/234 ESMA’s supervision of credit rating agencies and trade repositories - 2015 annual report and 2016 work plan. Credit Rating Agencies, Trade Repositories Report DOWNLOAD 2.08 MB
2016/247 ESMA to focus on governance, strategy, data and fees in 2016 supervision Credit Rating Agencies, Press Releases, Trade Repositories Press Release DOWNLOAD 160.03 KB
Related documents ESMA’s supervision of credit rating agencies and trade repositories - 2015 annual report and 2016 work plan.
Summary
Translated versions
2016/408 Decision to adopt a supervisory measure taking the form of a public notice and to impose a fine in accordance with Statement of Findings in accordance with Articles 64(5), 65, 67 and 73 of Regulation (EC) No 648/2012 EMIR Trade Repositories Decision DOWNLOAD 62.47 KB
2016/468 ESMA fines DTCC Derivatives Repository Limited €64,000 for data access failures Press Releases, Trade Repositories Press Release DOWNLOAD 166.05 KB
EMIR 59.3 register List of registered trade repositories Trade Repositories Reference DOWNLOAD 52.47 KB
ESMA12-2121844265-3173 Final report on Guidelines on position calculation under EMIR Guidelines and Technical standards, Post Trading, Trade Repositories Final Report DOWNLOAD 724.51 KB
ESMA22-106-4184 Summary of conclusions TRACE DBP - 21 September 2022 Board of Supervisors, Trade Repositories Summary of Conclusions DOWNLOAD 83.58 KB
ESMA22-106-4423 Summary of conclusions TRACE DBP - 26 January 2023 Board of Supervisors, Trade Repositories Summary of Conclusions DOWNLOAD 349.87 KB
ESMA41-356-187 Decision - DTCC Derivatives Repository Board of Supervisors, Trade Repositories Decision DOWNLOAD 1.14 MB
ESMA41-356-224 Public Notice - DTCC Derivatives Repository Board of Supervisors, Trade Repositories Reference DOWNLOAD 151.07 KB
ESMA41-356-233 Decision - UnaVista Limited Trade Repositories Decision DOWNLOAD 996.23 KB
ESMA41-356-234 Public Notice - UnaVista Limited Trade Repositories Reference DOWNLOAD 259.16 KB
ESMA41-356-271 Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A Board of Supervisors, Trade Repositories Decision DOWNLOAD 1.17 MB
ESMA41-356-274 Public notice on REGIS TR, S.A. Board of Supervisors, Trade Repositories Reference DOWNLOAD 183.48 KB
esma41-356-34 Enforcement decision Regis-TR Trade Repositories Reference DOWNLOAD 377.19 KB
ESMA41-356-39 Public notice Regis-TR Trade Repositories Reference DOWNLOAD 142.96 KB
ESMA43-370-103 Final report on TA on EMIR 2.2 CCP fines CCP, Credit Rating Agencies, Post Trading, Trade Repositories Final Report DOWNLOAD 478.11 KB
ESMA50-165-421 EU derivatives markets ─ a first-time overview Trading, Post Trading, Risk monitoring, Trade Repositories Reference DOWNLOAD 477.35 KB
ESMA70-151-2536 compliance table Guidelines APC Measures Guidelines and Technical standards, Trade Repositories Compliance table DOWNLOAD 141.15 KB