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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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86 documents
Date Reference Title Sections Type Main document Info
ESMA80-1467488426-27 Supervision Annual Report 2016 and Work Programme 2017 Credit Rating Agencies, Trade Repositories Report DOWNLOAD 2.58 MB
2016/1409 Draft RTS and ITS under SFTR and amendments to related EMIR RTS Post Trading, Securities Financing Transactions Consultation Paper DOWNLOAD 5.63 MB
2016/1409 SFTR Tables Post Trading, Securities Financing Transactions Reference DOWNLOAD 45.84 KB
2016/1411 ESMA consults on future reporting rules for securities financing transactions Post Trading, Press Releases, Securities Financing Transactions Press Release DOWNLOAD 148.11 KB
Related documents Draft RTS and ITS under SFTR and amendments to related EMIR RTS
Summary
Translated versions
2016/234 ESMA’s supervision of credit rating agencies and trade repositories - 2015 annual report and 2016 work plan. Credit Rating Agencies, Trade Repositories Report DOWNLOAD 2.08 MB
2016/247 ESMA to focus on governance, strategy, data and fees in 2016 supervision Credit Rating Agencies, Press Releases, Trade Repositories Press Release DOWNLOAD 160.03 KB
Related documents ESMA’s supervision of credit rating agencies and trade repositories - 2015 annual report and 2016 work plan.
Summary
Translated versions
2016/408 Decision to adopt a supervisory measure taking the form of a public notice and to impose a fine in accordance with Statement of Findings in accordance with Articles 64(5), 65, 67 and 73 of Regulation (EC) No 648/2012 EMIR Trade Repositories Decision DOWNLOAD 62.47 KB
2016/468 ESMA fines DTCC Derivatives Repository Limited €64,000 for data access failures Press Releases, Trade Repositories Press Release DOWNLOAD 166.05 KB
2016/989 Speech ISLA's 25th Anniversary Conference - Steven Maijoor, 22 June 2016, Vienna Securities Financing Transactions, Speeches Speech DOWNLOAD 242.25 KB
EMIR 59.3 register List of registered trade repositories Trade Repositories Reference DOWNLOAD 52.47 KB
ESMA12-2121844265-3173 Final report on Guidelines on position calculation under EMIR Guidelines and Technical standards, Post Trading, Trade Repositories Final Report DOWNLOAD 724.51 KB
ESMA22-106-4184 Summary of conclusions TRACE DBP - 21 September 2022 Board of Supervisors, Trade Repositories Summary of Conclusions DOWNLOAD 83.58 KB
ESMA22-106-4423 Summary of conclusions TRACE DBP - 26 January 2023 Board of Supervisors, Trade Repositories Summary of Conclusions DOWNLOAD 349.87 KB
ESMA33-128-109 reply form Reply form - Consultation Paper Securitisation Repositories Application Securities Financing Transactions Reference DOWNLOAD 767.02 KB
ESMA33-128-212 reply form Reply form - Consultation Paper TA Fees Securitisation Repositories Securities Financing Transactions Reference DOWNLOAD 766.76 KB
ESMA41-356-187 Decision - DTCC Derivatives Repository Board of Supervisors, Trade Repositories Decision DOWNLOAD 1.14 MB
ESMA41-356-224 Public Notice - DTCC Derivatives Repository Board of Supervisors, Trade Repositories Reference DOWNLOAD 151.07 KB
ESMA41-356-233 Decision - UnaVista Limited Trade Repositories Decision DOWNLOAD 996.23 KB
ESMA41-356-234 Public Notice - UnaVista Limited Trade Repositories Reference DOWNLOAD 259.16 KB
ESMA41-356-271 Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A Board of Supervisors, Trade Repositories Decision DOWNLOAD 1.17 MB