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2016/234 |
ESMA’s supervision of credit rating agencies and trade repositories - 2015 annual report and 2016 work plan. |
Credit Rating Agencies, Trade Repositories |
Report |
DOWNLOAD 2.08 MB |
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2016/247 |
ESMA to focus on governance, strategy, data and fees in 2016 supervision |
Credit Rating Agencies, Press Releases, Trade Repositories |
Press Release |
DOWNLOAD 160.03 KB |
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2016/408 |
Decision to adopt a supervisory measure taking the form of a public notice and to impose a fine in accordance with Statement of Findings in accordance with Articles 64(5), 65, 67 and 73 of Regulation (EC) No 648/2012 EMIR |
Trade Repositories |
Decision |
DOWNLOAD 62.47 KB |
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2016/468 |
ESMA fines DTCC Derivatives Repository Limited €64,000 for data access failures |
Press Releases, Trade Repositories |
Press Release |
DOWNLOAD 166.05 KB |
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ESMA71-844457584-339 |
Press Release ESMA Supervision 2016 annual report and 2017 work programme |
Credit Rating Agencies, Trade Repositories |
Press Release |
DOWNLOAD 142.26 KB |
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ESMA80-1467488426-27 |
Supervision Annual Report 2016 and Work Programme 2017 |
Credit Rating Agencies, Trade Repositories |
Report |
DOWNLOAD 2.58 MB |
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ESMA42-110-433 |
General Principles to support supervisory convergence in the context of the UK withdrawing from the EU |
Brexit, Supervisory convergence |
Opinion |
DOWNLOAD 182.68 KB |
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ESMA71-99-469 |
ESMA issues principles on supervisory approach to relocations from the UK |
Brexit, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 143.31 KB |
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ESMA71-99-470 |
ESMA registers Bloomberg Trade Repository Limited as a trade repository |
Press Releases, Trade Repositories |
Statement |
DOWNLOAD 141.48 KB |
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ESMA35-45-344 |
Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union |
Brexit, Fund Management, Supervisory convergence |
Opinion |
DOWNLOAD 246.6 KB |
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ESMA35-43-762 |
Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union |
Brexit, Investor protection, Supervisory convergence |
Opinion |
DOWNLOAD 236.23 KB |
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ESMA71-99-526 |
ESMA issues sector-specific principles on relocations from the UK to the EU27 |
Brexit, Press Releases, Supervisory convergence |
Press Release |
DOWNLOAD 157.73 KB |
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ESMA70-154-270 |
Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union |
Brexit, Trading, Supervisory convergence |
Opinion |
DOWNLOAD 181.69 KB |
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ESMA50-165-421 |
EU derivatives markets ─ a first-time overview |
Trading, Post Trading, Risk monitoring, Trade Repositories |
Reference |
DOWNLOAD 477.35 KB |
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ESMA80-196-954 |
Thematic Report - On fees charged by Credit Rating Agencies and Trade Repositories |
Credit Rating Agencies, Trade Repositories |
Report |
DOWNLOAD 1.14 MB |
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ESMA71-99-923 |
Factsheet on Trade Repositories Fees |
Trade Repositories |
Reference |
DOWNLOAD 129.16 KB |
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ESMA71-99-919 |
PR on CRA/TR Fees Thematic Report |
Trade Repositories |
Press Release |
DOWNLOAD 192.95 KB |
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ESMA42-110-998 |
Timely submission of requests for authorisation in the context of the United Kingdom withdrawing from the European Union |
Brexit, Supervisory convergence |
Statement |
DOWNLOAD 128.92 KB |
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ESMA71-99-1055 |
ESMA proposes a regulatory change to support the Brexit preparations of counterparties to uncleared OTC derivatives |
Brexit, Post Trading, Press Releases |
Press Release |
DOWNLOAD 149.65 KB |
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ESMA80-187-149 |
Public statement - Contingency plans of Credit Rating Agencies and Trade Repositories in the context of the United Kingdom withdrawing from the European Union |
Brexit, Credit Rating Agencies, Trade Repositories |
Statement |
DOWNLOAD 137.78 KB |
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