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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

548 documents
Date Sort ascending Reference Title Sections Type Main document Info
PROC/2021/02 Negotiated procedure for Express courier services - Deadline 21/02/2021 23:59 CET. Procurement CLOSED Procedure DOWNLOAD 69.35 KB
ESMA35-36-2159 CP on Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements Investor protection Consultation Paper DOWNLOAD 454.65 KB
ESMA71-99-1544 ESMA appoints new IPISC and CNS Chairs Board of Supervisors, About ESMA, Investor protection, Sustainable finance Statement DOWNLOAD 87.3 KB
ESMA71-99-1544 ESMA appoints new IPISC and CSN chairs Board of Supervisors, About ESMA, Investor protection, Sustainable finance Statement DOWNLOAD 0 bytes
ESMA35-43-2507 Report to the EU institutions Article 52 MiFIR Investor protection Report DOWNLOAD 354.1 KB
ESMA35-43-2509 Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period Brexit, Investor protection Statement DOWNLOAD 151.2 KB
ESMA22-103-1194 Keynote address – CMU and current challenges - Verena Ross, International Investors Conference Frankfurt COVID-19, Investor protection, Trading, Speeches, Supervisory convergence Speech DOWNLOAD 155.85 KB
PROC/2020/05 Low and middle value tender for Negotiated Corporate identity and branding services – Deadline 16/11/2020 – 11:59 Procurement CLOSED Procedure DOWNLOAD 127.37 KB
PROC/2020/04 Open tender for Interim agents services – DEADLINE 08/07/2020 – 11:59 Procurement CLOSED Procedure DOWNLOAD 114.33 KB
PROC/2020/03 Negotiated procedure - Provision of Multitechnical Maintenance Services – DEADLINE for expression of interest 17/6/2020 23:59 Procurement CLOSED Procedure DOWNLOAD 131.31 KB
ESMA71-99-1421 Retail investors and asset management are the pillars of a successful Capital Markets Union Fund Management, Investor protection, Speeches Speech DOWNLOAD 170.21 KB
ESMA35-43-2424 Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR Investor protection Final Report DOWNLOAD 1.23 MB
PROC/2020/07 Open procedure for “Fund Portfolio Holdings Data” – DEADLINE 30/9/2020 11:59 Procurement Reference DOWNLOAD 139.36 KB
PROC/2020/02 Open tender for Provision of Cleaning Services and Supplies – DEADLINE 08/09/2020 – 11:59 Procurement CLOSED Procedure DOWNLOAD 124.47 KB
ESMA35-43-2464 TC Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Investor protection Consultation Paper DOWNLOAD 744.01 KB
ESMA35-43-2464 Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Investor protection Consultation Paper DOWNLOAD 711.12 KB
ESMA35-43-2427 Sanctions and measures imposed under MiFID II in 2019 Investor protection Report DOWNLOAD 563.38 KB
ESMA63- 53-4584 Annual list of 2019 contractors Procurement Reference DOWNLOAD 176.88 KB
ESMA35-36-1946 Final Report Guidelines on certain aspects of the MiFID II compliance function requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 395.33 KB
ESMA35-43-2391 Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity COVID-19, Investor protection Statement DOWNLOAD 118.75 KB