ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

64 documents
Date Reference Sort descending Title Sections Type Main document Info
2014/BOA/05 Decision by the ESA BoA concerning Investor Protection Europe sprl Joint Committee, Board of Appeal Decision DOWNLOAD 229.85 KB
2014/C1/02 Board of Appeal Decision Joint Committee, Board of Appeal Decision DOWNLOAD 368.94 KB
2016/1409 Draft RTS and ITS under SFTR and amendments to related EMIR RTS Post Trading, Securities Financing Transactions Consultation Paper DOWNLOAD 5.63 MB
2016/1409 SFTR Tables Post Trading, Securities Financing Transactions Reference DOWNLOAD 45.84 KB
2016/1411 ESMA consults on future reporting rules for securities financing transactions Post Trading, Press Releases, Securities Financing Transactions Press Release DOWNLOAD 148.11 KB
Related documents Draft RTS and ITS under SFTR and amendments to related EMIR RTS
Summary
Translated versions
2016/989 Speech ISLA's 25th Anniversary Conference - Steven Maijoor, 22 June 2016, Vienna Securities Financing Transactions, Speeches Speech DOWNLOAD 242.25 KB
BoA 2013-008 Board of Appeal Decision Joint Committee, Board of Appeal Decision DOWNLOAD 242.72 KB
BoA 2013-014 Board of Appeal Decision Global Private Rating Company v. ESMA Joint Committee, Board of Appeal Decision DOWNLOAD 361.96 KB
BOA 2016 001 BoA 2016 - 001 (Decision Kluge v EBA) Board of Appeal Decision DOWNLOAD 196.32 KB
BoA 2017 01 FinancialCraft Analytics Sp. z o.o. vs ESMA BoA Decision Board of Appeal, Credit Rating Agencies Decision DOWNLOAD 693 KB
BoA 2018-01 Decision in an appeal by A v ESMA Board of Appeal, Joint Committee Decision DOWNLOAD 392.62 KB
BoA D 2018 02 Decision in an Appeal by B. against a decision of the European Securities and Markets Authority Board of Appeal Decision DOWNLOAD 382.53 KB
BoA D 2019 01, 02, 03 and 04 Appeal by Svenska Handelsbanken AB, Skandinaviska Enskilda Banken AB, Swedbank A and Nordea Bank Abp against the European Securities and Markets Authority Board of Appeal Decision DOWNLOAD 829.04 KB
Related documents
Summary
Translated versions EN
BoA D 2020 01 Board of Appeal of the ESAs - Decision on Howerton vs ESMA Board of Appeal Decision DOWNLOAD 616.54 KB
BoA D 2020 02 Board of Appeal of the ESAs - Decision on Howerton vs EIOPA Board of Appeal Decision DOWNLOAD 85.83 KB
BoA D 2020 03 ESAs BoA Decision on Scope Ratings v ESMA Board of Appeal Decision DOWNLOAD 437.6 KB
BoA D 2021 01 Board of Appeal of the ESAs - Decision on Howeverton vs EBA Board of Appeal Decision DOWNLOAD 540.91 KB
BoA D 2021 03 Board of Appeal of the ESAs - decision on City Insurance SA vs EIOPA Board of Appeal Decision DOWNLOAD 305.13 KB
BoA PR 01 Board of Appeal PR - Shadow Ratings Appeals Board of Appeal Press Release DOWNLOAD 399.67 KB
Related documents Appeal by Svenska Handelsbanken AB, Skandinaviska Enskilda Banken AB, Swedbank A and Nordea Bank Abp against the European Securities and Markets Authority
Summary
Translated versions
boa-2019-d-05_decision BOA decision creditreform_rating_ag_vs_eba Board of Appeal Decision DOWNLOAD 922.78 KB