ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

96 documents
Date Sort descending Reference Title Sections Type Main document Info
JC 2011/094 Press release - ESMA, EBA and EIOPA appoint members of Joint Board of Appeal Joint Committee, Board of Appeal, Press Releases Press Release DOWNLOAD 24.72 KB
BoA 2013-008 Board of Appeal Decision Joint Committee, Board of Appeal Decision DOWNLOAD 242.72 KB
BoA 2013-014 Board of Appeal Decision Global Private Rating Company v. ESMA Joint Committee, Board of Appeal Decision DOWNLOAD 361.96 KB
2014/C1/02 Board of Appeal Decision Joint Committee, Board of Appeal Decision DOWNLOAD 368.94 KB
2014/BOA/05 Decision by the ESA BoA concerning Investor Protection Europe sprl Joint Committee, Board of Appeal Decision DOWNLOAD 229.85 KB
BOA/2015/001 Decision of the Board of Appeal of the European Supervisory Authorities given under Article 60 of Regulation (EU) No 1094/2010 and the Board of Appeal’s Rules of Procedure (BOA 2012 002) Joint Committee, Board of Appeal Decision DOWNLOAD 147.78 KB
BOA 2016 001 BoA 2016 - 001 (Decision Kluge v EBA) Board of Appeal Decision DOWNLOAD 196.32 KB
ESMA42-110-433 General Principles to support supervisory convergence in the context of the UK withdrawing from the EU Brexit, Supervisory convergence Opinion DOWNLOAD 182.68 KB
ESMA71-99-469 ESMA issues principles on supervisory approach to relocations from the UK Brexit, Press Releases, Supervisory convergence Press Release DOWNLOAD 143.31 KB
Related documents General Principles to support supervisory convergence in the context of the UK withdrawing from the EU
Summary
Translated versions
ESMA35-45-344 Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union Brexit, Fund Management, Supervisory convergence Opinion DOWNLOAD 246.6 KB
ESMA35-43-762 Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union Brexit, Investor protection, Supervisory convergence Opinion DOWNLOAD 236.23 KB
ESMA71-99-526 ESMA issues sector-specific principles on relocations from the UK to the EU27 Brexit, Press Releases, Supervisory convergence Press Release DOWNLOAD 157.73 KB
ESMA70-154-270 Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union Brexit, Trading, Supervisory convergence Opinion DOWNLOAD 181.69 KB
BoA 2017 01 FinancialCraft Analytics Sp. z o.o. vs ESMA BoA Decision Board of Appeal, Credit Rating Agencies Decision DOWNLOAD 693 KB
ESMA71-99-969 Board of Appeal Appointments 2018 Board of Appeal Press Release DOWNLOAD 292.64 KB
BoA 2018-01 Decision in an appeal by A v ESMA Board of Appeal, Joint Committee Decision DOWNLOAD 392.62 KB
ESMA42-110-998 Timely submission of requests for authorisation in the context of the United Kingdom withdrawing from the European Union Brexit, Supervisory convergence Statement DOWNLOAD 128.92 KB
Related documents General Principles to support supervisory convergence in the context of the UK withdrawing from the EU Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union
Summary
Translated versions
BoA D 2018 02 Decision in an Appeal by B. against a decision of the European Securities and Markets Authority Board of Appeal Decision DOWNLOAD 382.53 KB
ESMA71-99-1055 ESMA proposes a regulatory change to support the Brexit preparations of counterparties to uncleared OTC derivatives Brexit, Post Trading, Press Releases Press Release DOWNLOAD 149.65 KB
ESMA80-187-149 Public statement - Contingency plans of Credit Rating Agencies and Trade Repositories in the context of the United Kingdom withdrawing from the European Union Brexit, Credit Rating Agencies, Trade Repositories Statement DOWNLOAD 137.78 KB