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175 documents
Date Reference Sort descending Title Sections Type Main document Info
106/20/COL ESA Third Renewal Decision under Art. 28(1) SSR COVID-19, Market Integrity, Short Selling Decision DOWNLOAD 973.25 KB
2011/454 MOU on the supervision of CRAs - ESMA and ASIC Credit Rating Agencies, International cooperation Reference DOWNLOAD 4 MB
2012/124 MOU on the supervision of CRAs - ESMA and MAS Credit Rating Agencies, International cooperation Reference DOWNLOAD 574.14 KB
2012/236 ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS Short Selling, Market Integrity Technical Advice DOWNLOAD 509.39 KB
2012/278 Call for evidence on Transaction reporting Market Integrity Consultation Paper DOWNLOAD 286 KB
2012/537 STATEMENT - Short Selling Regulation Update: Market Maker & Primary Dealer Exemption Notification Procedure Short Selling, Market Integrity, Press Releases Statement DOWNLOAD 77.92 KB
2012/577 ESMA publishes a Q&A on Short-Selling Regulation Short Selling, Market Integrity Statement DOWNLOAD 108.69 KB
2013/1649 ESMA’s policy orientations on possible implementing measures under the Market Abuse Regulation Market Abuse, Market Integrity Consultation Paper DOWNLOAD 950.26 KB
2013/1650 ESMA begins preparatory work for new Market Abuse Regime Market Abuse, Market Integrity, Press Releases Press Release DOWNLOAD 95.26 KB
2013/542 Emergency measure by the Greek HCMC under Section 1 of Chapter V of Regulation No 236/2012 on short selling and certain aspects of credit default swaps Short Selling, Market Integrity Opinion DOWNLOAD 96.41 KB
2013/992 ESMA finalises supervisory co-operation agreements for alternative investment Fund Management, Press Releases, International cooperation Press Release DOWNLOAD 167.72 KB
2013/998 Guidelines on the model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities International cooperation, Fund Management Guidelines & Recommendations DOWNLOAD 245.15 KB
2014/1352 Consultation Paper on review of the technical standards on reporting under Article 9 of EMIR Market Integrity Consultation Paper DOWNLOAD 657.07 KB
2014/608 MMoU on Cooperation Arrangements and Exchange of Information About ESMA, International cooperation Reference DOWNLOAD 205.85 KB
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Summary

The European Securities and Markets Authority (ESMA) has published the text of a new multilateral memorandum of understanding (MMoU) between EEA national competent authorities, and between national competent authorities and ESMA which entered into force on 29 May 2014. It has been signed by 33 authorities in the securities and markets area. The new MMoU was agreed in view of the increasing internationalisation, harmonisation and interdependence of financial services and markets in the European Union. It is designed to facilitate cooperation arrangements and the exchange of information between national competent authorities, and between national competent authorities and ESMA, in the application of their responsibilities under Union law relating to the securities and markets area. It also updates and replaces a previous agreement on the Exchange of Information and Surveillance of Securities Activities agreed by the members of the Committee of European Securities Regulators (formerly the Forum of European Securities Commissions) entered into by those members on 26 January 1999. List of Signatories to MMoU on Cooperation Arrangements and Exchange of Information

Translated versions
2015 ESMA SFC MoU Previous MoU between ESMA and SFC regarding CCPs International cooperation Reference DOWNLOAD 806.29 KB
2015/1104 ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation Short Selling, Market Integrity Opinion DOWNLOAD 108.42 KB
2015/1131 ESMA Opinion on the renewal of emergency measure by the Greek HCMC under short selling regulation Short Selling, Market Integrity Opinion DOWNLOAD 110.11 KB
Related documents ESMA Opinion on emergency measure by the Greek HCMC under short selling regulation ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation
Summary
Translated versions
2015/1139 ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation Short Selling, Market Integrity Opinion DOWNLOAD 114.23 KB
Related documents ESMA Opinion on emergency measure by the Greek HCMC under short selling regulation ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation ESMA Opinion on the renewal of emergency measure by the Greek HCMC under short selling regulation
Summary
Translated versions
2015/1218 ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation Short Selling, Market Integrity Opinion DOWNLOAD 114.2 KB
Related documents ESMA Opinion on emergency measure by the Greek HCMC under short selling regulation ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation ESMA Opinion on the renewal of emergency measure by the Greek HCMC under short selling regulation ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation
Summary
Translated versions
2015/1243 ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation Short Selling, Market Integrity Opinion DOWNLOAD 174.49 KB
Related documents ESMA Opinion on emergency measure by the Greek HCMC under short selling regulation ESMA Opinion on the renewal of emergency measure by the Greek HCMC under the Short Selling Regulation
Summary
Translated versions