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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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282 documents
Date Reference Title Sections Type Main document Info
2014/596 ESMA censures Standard & Poor’s for internal control failings Credit Rating Agencies, Press Releases Press Release DOWNLOAD 111.54 KB
2014/1345 ESMA certifies HR Ratings de México to operate in the EU Credit Rating Agencies Statement DOWNLOAD 87.87 KB
2013/336 ESMA certifies Kroll Bond Rating Agency to operate in the EU Credit Rating Agencies Statement DOWNLOAD 76.36 KB
2013/743 ESMA clarifies boundary of CRA Regulation Credit Rating Agencies Press Release DOWNLOAD 119.21 KB
ESMA71-99-642 ESMA clarifies endorsement regime for third-country credit ratings Credit Rating Agencies Press Release DOWNLOAD 307.12 KB
2014/165 ESMA consults on new CRA transparency requirements Credit Rating Agencies Press Release DOWNLOAD 105.23 KB
ESMA71-702228251-2720 ESMA contributions to sustainable finance - visuals Benchmarks, CCP, Credit Rating Agencies, Fund Management, Investor protection, Issuer disclosure, Sustainable finance Reference DOWNLOAD 829.77 KB
2015/1879 ESMA CRA Market Share Calculation Credit Rating Agencies Final Report DOWNLOAD 586.38 KB
2016/1577 ESMA finalises Guidelines on the validation and review of Credit Rating Agencies’ methodologies Credit Rating Agencies, Press Releases Press Release DOWNLOAD 215.45 KB
ESMA-41-356-14 ESMA fine Fitch France Credit Rating Agencies Reference DOWNLOAD 432.67 KB
ESMA71-99-466 ESMA fines Moody’s €1.24 million for credit ratings breaches Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 238.35 KB
Related documents Public Notice - Moody's Germany and Moody's United Kingdom
Summary
Translated versions
ESMA43-475-63 ESMA fines S&P €1.11 million for failures related to the premature release of credit ratings to the public - Press Release Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 228.56 KB
ESMA43-1868696574-751 ESMA fines Scope EUR 2,197,500 for breaches of conflict of interest obligations - Press Release Board of Supervisors, Credit Rating Agencies, Press Releases Press Release DOWNLOAD 204.81 KB
2013/1790 ESMA identifies deficiencies in CRAs sovereign ratings processes Credit Rating Agencies Press Release DOWNLOAD 118.75 KB
2012/220 ESMA issues a report on its first examinations of credit rating agencies Credit Rating Agencies, Press Releases Press Release DOWNLOAD 189.81 KB
2013/924 ESMA launches consultation on implementation of new CRA Regulation Credit Rating Agencies, Press Releases Press Release DOWNLOAD 99.89 KB
2012/64 ESMA makes available data on credit ratings’ past performances - central repository launched Credit Rating Agencies Press Release DOWNLOAD 196.21 KB
2012/860 ESMA proposes guidelines on the scope of the CRA Regulation Credit Rating Agencies, Press Releases Press Release DOWNLOAD 109.79 KB
71-99-378 ESMA proposes updates to endorsement guidelines for 3rd country credit ratings Credit Rating Agencies, Press Releases Press Release DOWNLOAD 219.77 KB
Related documents Update of the guidelines on the application of the endorsement regime under Article 4(3) of the Credit Rating Agencies Regulation
Summary
Translated versions
ESMA 33-5-857 ESMA Public Statement on CRA Endorsement Oct 2020 Credit Rating Agencies Statement DOWNLOAD 117.99 KB