ESMA Library
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
729 documents
| Date | Reference | Title Sort descending | Sections | Type | Main document | Info |
|---|---|---|---|---|---|---|
| ESMA70-155-10864 | Annex to Position Limits Opinion | Trading | Reference | DOWNLOAD 6.27 KB | ||
| ESMA 33-9-371 | Final Report Guidelines Internal Control for CRAs | Credit Rating Agencies | Report | DOWNLOAD 430.48 KB | ||
| 2015/1909 | Guidelines on Transaction Reporting Reference Data Order Record Keeping and Clock Synchronisation | Trading | Consultation Paper | DOWNLOAD 3.46 MB | ||
| ESMA71-99-650 | Kroll Bond Rating Agency Europe Limited Registration | Credit Rating Agencies, Press Releases | Statement | DOWNLOAD 164.33 KB | ||
| ESMA70-156-4225 | MiFID II final report on functioning of OTF | Trading | Final Report | DOWNLOAD 548.44 KB | ||
| MOU SFC ESMA | MOU on the supervision of CRAs - ESMA and SFC Hong Kong | Credit Rating Agencies, International cooperation | Reference | DOWNLOAD 497.63 KB | ||
| ESMA 80-416-252 | Response Form - CP Revision to Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies | Reference | DOWNLOAD 622.67 KB | ||
| 2013/87 | 2013 CRA supervision and policy work plan | Credit Rating Agencies | Reference | DOWNLOAD 114.95 KB | ||
| 2015/1469 | 2015-1469 - Investment Firms briefing | Trading, Press Releases | Reference | DOWNLOAD 314.38 KB | ||
| 2015/1470 | 2015-1470 - Non-financials briefing | Trading, Press Releases | Reference | DOWNLOAD 307.12 KB | ||
| 2015-ESMA-1464 Annex I | 2015-ESMA-1464 Annex I - draft RTS and ITS on MiFID II and MiFIR | Trading | Technical Standards | DOWNLOAD 2.85 MB | ||
| 2016/272AF | 2016_mdsc_cwg_application_form | Trading | Reference | DOWNLOAD 40.48 KB | ||
| 2016/1662 | 2016-1662 Competition & Choice in the Credit Rating Industry | Credit Rating Agencies | Report | DOWNLOAD 1.22 MB | ||
| 2016/1673 | 2016-1673 Q&A on MiFID II commodity derivatives topics | Trading | Q&A | DOWNLOAD 338.93 KB | ||
| ESMA71-99-2040 | ACER and ESMA enhance cooperation to strengthen oversight of energy and energy derivative markets | Benchmarks, Market Abuse, Market Integrity, Trading, Post Trading, Press Releases | Reference | DOWNLOAD 203.77 KB | ||
| 2015/319 | Addendum Consultation Paper - MiFID II/MiFIR | Trading | Consultation Paper | DOWNLOAD 2.78 MB | ||
| ESMA70-156-1555 | Alignment of MiFIR with the changes introduced by EMIR Refit | Trading, Post Trading | Consultation Paper | DOWNLOAD 270.97 KB | ||
| esma41-139-1231 | Amended decision Handelsbanken | Credit Rating Agencies | Decision | DOWNLOAD 244.4 KB | ||
| esma41-139-1224 | Amended_decision_nordea | Credit Rating Agencies | Decision | DOWNLOAD 236.05 KB | ||
| esma41-139-1229 | Amended_decision_seb | Credit Rating Agencies | Decision | DOWNLOAD 239.8 KB |