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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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149 documents
Date Reference Title Sections Type Main document Info
2015/1905 MAD Supervisory Practices peer review follow-up Market Abuse, Supervisory convergence Final Report DOWNLOAD 239.64 KB
2015/1791 Peer Review Report Compliance with SSR as regards Market Making activities Supervisory convergence Report DOWNLOAD 615.09 KB
2016/203 2016 Supervisory Convergence Work Programme About ESMA, Supervisory convergence Reference DOWNLOAD 340.61 KB
Related documents 2016 Regulatory Work Programme 2016 Work Programme
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2016/284 ESMA publishes first supervisory convergence work programme About ESMA, Press Releases, Supervisory convergence Press Release DOWNLOAD 107.18 KB
Related documents 2016 Supervisory Convergence Work Programme 2016 Work Programme 2016 Regulatory Work Programme
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2016/297 Follow-up MMF Fund Management, Supervisory convergence Report DOWNLOAD 882.13 KB
2016/410 ESMA Report on Enforcement and Regulatory Activities of Accounting Enforcers in 2015 Issuer disclosure, Financial reporting, Supervisory convergence Report DOWNLOAD 692.52 KB
2016/406 ESMA publishes report on EU accounting enforcement in 2015 Issuer disclosure, Financial reporting, Press Releases, Supervisory convergence Press Release DOWNLOAD 121.47 KB
2016/229 ToR SCSC Supervisory convergence Reference DOWNLOAD 93.7 KB
2016/584 Suitability Peer Review - Final Report Investor protection, Supervisory convergence Final Report DOWNLOAD 459.35 KB
2016/585 Suitability Peer Review - Annex Investor protection, Supervisory convergence Final Report DOWNLOAD 987.81 KB
2016/582 ESMA finds room for improvement in national supervision of investment advice to retail clients Investor protection, Press Releases, Supervisory convergence Press Release DOWNLOAD 107.49 KB
Related documents Suitability Peer Review - Final Report Suitability Peer Review - Annex
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2016/1055 Peer Review Report on Prospectus Approval Process Prospectus, Supervisory convergence Final Report DOWNLOAD 1.23 MB
2016/1047 Press Release Prospectus Peer Review Prospectus, Supervisory convergence Press Release DOWNLOAD 188.52 KB
ESMA42-1643088512-2962 ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution Investor protection, Trading, Supervisory convergence Report DOWNLOAD 774.17 KB
ESMA42-397158525-448 2017 Supervisory Convergence Work Programme Supervisory convergence Reference DOWNLOAD 540.81 KB
ESMA71-844457584-345 ESMA publishes 2017 Supervisory Convergence Work Programme Press Releases, Supervisory convergence Press Release DOWNLOAD 151.67 KB
ESMA31-68-153 Closing Keynote CMU Mid Term Review Public Hearing - Steven Maijoor Speeches, Supervisory convergence Speech DOWNLOAD 154.17 KB
ESMA42-113-627 Follow-up Report to the Peer Review on MiFID Conduct of Business rules relating to fair, clear and not misleading information Supervisory convergence Report DOWNLOAD 960.69 KB
ESMA42-110-433 General Principles to support supervisory convergence in the context of the UK withdrawing from the EU Brexit, Supervisory convergence Opinion DOWNLOAD 182.68 KB
ESMA71-99-469 ESMA issues principles on supervisory approach to relocations from the UK Brexit, Press Releases, Supervisory convergence Press Release DOWNLOAD 143.31 KB
Related documents General Principles to support supervisory convergence in the context of the UK withdrawing from the EU
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