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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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149 documents
Date Reference Title Sections Type Main document Info
ESMA35-43-762 Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union Brexit, Investor protection, Supervisory convergence Opinion DOWNLOAD 236.23 KB
ESMA35-45-344 Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union Brexit, Fund Management, Supervisory convergence Opinion DOWNLOAD 246.6 KB
ESMA70-154-270 Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union Brexit, Trading, Supervisory convergence Opinion DOWNLOAD 181.69 KB
ESMA42-111-7468 Peer review into the NCAs’ handling of relocation to the EU in the context of the UK’s withdrawal from the EU Brexit, Supervisory convergence Report DOWNLOAD 1.03 MB
ESMA42-111-4285 Peer review on certain aspects of the compliance function under Mi-FID I Investor protection, Supervisory convergence Final Report DOWNLOAD 1.25 MB
ESMA42-111-4138 Peer Review on Guidelines on Enforcement of Financial Information Financial reporting, Supervisory convergence Report DOWNLOAD 1.86 MB
ESMA42-111-4128 PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION - Country report DE Issuer disclosure, Guidelines and Technical standards, Supervisory convergence Report DOWNLOAD 285.02 KB
Related documents ESMA Statement on Assessment of German Financial Reporting Regime
Summary
Translated versions
ESMA71-99-661 Peer Review on MiFID Compliance Function Press Release Investor protection, Press Releases, Supervisory convergence Press Release DOWNLOAD 149.89 KB
Related documents Peer review on certain aspects of the compliance function under Mi-FID I
Summary
Translated versions
ESMA42-111-7381 Peer review on supervision of CSDs providing cross–border services or participating in interoperable links Supervisory convergence Final Report DOWNLOAD 762.77 KB
ESMA42-111-4479 Peer review on the Guidelines on ETFs and other UCITS issues Supervisory convergence Final Report DOWNLOAD 1.11 MB
2015/1791 Peer Review Report Compliance with SSR as regards Market Making activities Supervisory convergence Report DOWNLOAD 615.09 KB
ESMA42-111-5534 Peer review report on cross border activities investment firms Supervisory convergence Report DOWNLOAD 802.07 KB
2016/1055 Peer Review Report on Prospectus Approval Process Prospectus, Supervisory convergence Final Report DOWNLOAD 1.23 MB
ESMA/2013/476 Peer Review–Money Market Fund Guidelines Supervisory convergence Final Report DOWNLOAD 763.46 KB
2011/27 Press release - ESMA finds diversity across Europe in regulators’ contingency measures for financial crisis situations Press Releases, Supervisory convergence Press Release DOWNLOAD 31.5 KB
2011/195 Press release - ESMA investigates how Member States have implemented the Transparency Directive Press Releases, Supervisory convergence Press Release DOWNLOAD 61.34 KB
ESMA/2013/475 Press Release ESMA finds divergence in national supervision of money market funds Supervisory convergence Press Release DOWNLOAD 136.95 KB
2016/1047 Press Release Prospectus Peer Review Prospectus, Supervisory convergence Press Release DOWNLOAD 188.52 KB
ESMA71-99-1438 Press Release Union Strategic Supervisory Priorities Press Releases, Supervisory convergence Press Release DOWNLOAD 84.48 KB
ESMA71-99-1438 Press Release Union Strategic Supervisory Priorities Press Releases, Supervisory convergence Press Release DOWNLOAD 84.48 KB