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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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149 documents
Date Reference Title Sections Type Main document Info
ESMA35-45-344 Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union Brexit, Fund Management, Supervisory convergence Opinion DOWNLOAD 246.6 KB
ESMA35-43-762 Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union Brexit, Investor protection, Supervisory convergence Opinion DOWNLOAD 236.23 KB
ESMA71-99-526 ESMA issues sector-specific principles on relocations from the UK to the EU27 Brexit, Press Releases, Supervisory convergence Press Release DOWNLOAD 157.73 KB
ESMA70-154-270 Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union Brexit, Trading, Supervisory convergence Opinion DOWNLOAD 181.69 KB
ESMA42-111-4138 Peer Review on Guidelines on Enforcement of Financial Information Financial reporting, Supervisory convergence Report DOWNLOAD 1.86 MB
ESMA71-99-521 ESMA recommends improvements in financial information enforcement Financial reporting, Press Releases, Supervisory convergence Press Release DOWNLOAD 148.06 KB
Related documents Peer Review on Guidelines on Enforcement of Financial Information
Summary
Translated versions
ESMA43-318-752 Statement to European Parliament Petitions Committee Supervisory convergence Statement DOWNLOAD 359.62 KB
ESMA42-111-4285 Peer review on certain aspects of the compliance function under Mi-FID I Investor protection, Supervisory convergence Final Report DOWNLOAD 1.25 MB
ESMA71-99-661 Peer Review on MiFID Compliance Function Press Release Investor protection, Press Releases, Supervisory convergence Press Release DOWNLOAD 149.89 KB
Related documents Peer review on certain aspects of the compliance function under Mi-FID I
Summary
Translated versions
ESMA42-114-540 Supervisory Convergence Work Programme 2018 Supervisory convergence Report DOWNLOAD 611.01 KB
ESMA71-99-944 ESMA publishes 2018 Supervisory Convergence Work Programme Press Releases, Supervisory convergence Press Release DOWNLOAD 243.98 KB
ESMA40-133-624 ESMA's response to WP29 Consultation on Guidelines on Derogations International cooperation, Supervisory convergence Letter DOWNLOAD 428.49 KB
ESMA42-113-769 SCSC Terms of Reference Supervisory convergence Reference DOWNLOAD 153.42 KB
ESMA42-110-998 Timely submission of requests for authorisation in the context of the United Kingdom withdrawing from the European Union Brexit, Supervisory convergence Statement DOWNLOAD 128.92 KB
Related documents General Principles to support supervisory convergence in the context of the UK withdrawing from the EU Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union
Summary
Translated versions
ESMA42-111-4479 Peer review on the Guidelines on ETFs and other UCITS issues Supervisory convergence Final Report DOWNLOAD 1.11 MB
ESMA20-95-1105 2019 Regulatory Work Programme Board of Supervisors, About ESMA, Supervisory convergence Report DOWNLOAD 308.68 KB
ESMA42-114-647 ESMA's Supervisory Convergence Work Programme 2019 Board of Supervisors, Supervisory convergence Reference DOWNLOAD 334.85 KB
ESMA35-43-1493 MiFID II supervisory briefing on the use of third-country branches by EU firms Brexit, Investor protection, Supervisory convergence Reference DOWNLOAD 469.29 KB
ESMA71-319-91 Brexit – the regulatory challenges Brexit, Fund Management, Trading, Post Trading, Speeches, Supervisory convergence Speech DOWNLOAD 175.3 KB
ESMA71-99-1136 SCSC Chair reappointed Board of Supervisors, Supervisory convergence Statement DOWNLOAD 78.43 KB