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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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149 documents
Date Reference Title Sections Type Main document Info
JC 2023 17 Joint European Supervisory Authorities’ criteria on the independence of supervisory authorities Joint Committee, Supervisory convergence Report DOWNLOAD 336.07 KB
ESMA91-1505572268-3108 2022 CCP Peer Review on Due diligence of clearing members CCP, Supervisory convergence Report DOWNLOAD 571.53 KB
ESMA84-858037815-66 Consultation on European Green Bond Regulation - Reply form Investor protection, Supervisory convergence, Sustainable finance Reference DOWNLOAD 732.06 KB
Related documents Consultation Paper on European Green Bond Regulation
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ESMA84-2037069784-2116 Consultation Paper on European Green Bond Regulation Investor protection, Supervisory convergence, Sustainable finance Consultation Paper DOWNLOAD 912.31 KB
Related documents Consultation on European Green Bond Regulation - Reply form
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ESMA80-416-1608 Terms of Reference - ESMA Supervisory Policy Committee Supervisory convergence Reference DOWNLOAD 187.92 KB
ESMA80-196-3218 Follow-up Report on fees charged by CRAs and TRs Credit Rating Agencies, Supervisory convergence, Trade Repositories Report DOWNLOAD 606.45 KB
ESMA80-193-1713 EMIR and SFTR data quality report 2020 Market data, Press Releases, Securities Financing Transactions, Supervisory convergence Report DOWNLOAD 791.94 KB
ESMA74-427-607 EMIR and SFTR data quality report 2021 Market data, Supervisory convergence Report DOWNLOAD 1.53 MB
ESMA74-362-991 Reponse form CP DRSP Criteria for Derogation Supervisory convergence, Trading Reference DOWNLOAD 761.38 KB
ESMA74-362-991 Response Form CP DRSP Fees Post Trading, Supervisory convergence, Trading Reference DOWNLOAD 760.67 KB
ESMA74-362-932 CP on DRSP criteria for derogation Post Trading, Supervisory convergence, Trading Consultation Paper DOWNLOAD 384.54 KB
ESMA74-362-837 CP on DRSP fees Post Trading, Supervisory convergence, Trading Consultation Paper DOWNLOAD 526.22 KB
ESMA74-362-546 Response form - CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT Post Trading, Supervisory convergence, Trade Repositories Reference DOWNLOAD 771.64 KB
Related documents CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT Response form -Table of fields - CP on the TS under EMIR REFIT
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ESMA74-362-47 CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT Post Trading, Supervisory convergence, Trade Repositories Consultation Paper DOWNLOAD 2.66 MB
Related documents Response form - CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT Response form -Table of fields - CP on the TS under EMIR REFIT
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ESMA74-362-249 Guidelines On periodic information to be submitted to ESMA by Trade Repositories Market data, Supervisory convergence, Trade Repositories Guidelines & Recommendations DOWNLOAD 223.73 KB
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Translated versions BG , CS , DA , DE , EL , ES , ET , FI , FR , HR , HU , IT , LT , LV , MT , NL , PL , PT , RO , SK , SL , SV
ESMA74-362-2159 ESMA as a data driven regulator and supervisor - AFME 5th Annual European Compliance and Legal Virtual Conference Market data, Trading, Market data, Post Trading, Risk monitoring, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency Speech DOWNLOAD 167.18 KB
ESMA74-362-1853 Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories Market data, Supervisory convergence, Trade Repositories Final Report DOWNLOAD 221.11 KB
ESMA74-362-113 Response form -Table of fields - CP on the TS under EMIR REFIT Post Trading, Supervisory convergence, Trade Repositories Reference DOWNLOAD 67.82 KB
Related documents CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT Response form - CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT
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ESMA71-99-944 ESMA publishes 2018 Supervisory Convergence Work Programme Press Releases, Supervisory convergence Press Release DOWNLOAD 243.98 KB
ESMA71-99-661 Peer Review on MiFID Compliance Function Press Release Investor protection, Press Releases, Supervisory convergence Press Release DOWNLOAD 149.89 KB
Related documents Peer review on certain aspects of the compliance function under Mi-FID I
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