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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

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149 documents
Date Reference Title Sections Type Main document Info
2011/26 Summary Report on the mapping of contingency measures Supervisory convergence Final Report DOWNLOAD 93.63 KB
2011/27 Press release - ESMA finds diversity across Europe in regulators’ contingency measures for financial crisis situations Press Releases, Supervisory convergence Press Release DOWNLOAD 31.5 KB
2011/194 Report - Mapping of the Transparency Directive Supervisory convergence Final Report DOWNLOAD 1.15 MB
2011/195 Press release - ESMA investigates how Member States have implemented the Transparency Directive Press Releases, Supervisory convergence Press Release DOWNLOAD 61.34 KB
2011/BS/229 Decision of the European Securities and Markets Authority establishing its Review Panel Board of Supervisors, About ESMA, Supervisory convergence Decision DOWNLOAD 35.86 KB
2012/270 Actual use of sanctioning powers under MAD Supervisory convergence Final Report DOWNLOAD 1.55 MB
2012/272 ESMA identifies divergence in Member States’ use of sanctions under the Market Abuse Directive Press Releases, Supervisory convergence Press Release DOWNLOAD 199.56 KB
2012/330 ESMA finds high level of consistency in EU national regulators’ practices for the approval of investment prospectuses Press Releases, Supervisory convergence Press Release DOWNLOAD 177.71 KB
2012/300 Prospectus Directive – Good Practices in the approval process Supervisory convergence Final Report DOWNLOAD 467.38 KB
ESMA/2013/476 Peer Review–Money Market Fund Guidelines Supervisory convergence Final Report DOWNLOAD 763.46 KB
ESMA/2013/475 Press Release ESMA finds divergence in national supervision of money market funds Supervisory convergence Press Release DOWNLOAD 136.95 KB
2013/805 Supervisory Practices under MAD - Peer review report and Good Practices Market Abuse, Supervisory convergence Final Report DOWNLOAD 1.17 MB
2013/806 Supervisory Practices under MAD - Mapping Report Market Abuse, Supervisory convergence Final Report DOWNLOAD 315.44 KB
2013/852 ESMA review finds good compliance with EU market abuse rules Market Abuse, Press Releases, Supervisory convergence Press Release DOWNLOAD 132.09 KB
2013/1709 Review Panel Methodology Supervisory convergence Reference DOWNLOAD 98.29 KB
2014/1485 MiFID – Conduct of Business, fair, clear and not misleading information Supervisory convergence Final Report DOWNLOAD 614.16 KB
2014/1478 ESMA reviews supervisory practices on MiFID investor information Press Releases, Supervisory convergence Press Release DOWNLOAD 136.83 KB
2015/494 Best Execution under MiFID Investor protection, Supervisory convergence Final Report DOWNLOAD 761.62 KB
Related documents MiFID practices for firms selling complex products Structured Retail Products - Good practices for product governance arrangements
Summary
Translated versions
2015/495 ESMA publishes review on best execution supervisory practices under MiFID Investor protection, Press Releases, Supervisory convergence Press Release DOWNLOAD 112.68 KB
2015/592 Automated Trading Guidelines - ESMA peer review among National Competent Authorities Supervisory convergence Final Report DOWNLOAD 930.33 KB